Social Work with Communities and Social Action III: Social Movements, their Origin, Nature and Types, Theories of Movements and New Social Movements, Movement Analysis through Ideology, Structure, Leadership, Process and Outcomes, and the Ideology and Approach of Gandhi, Martin Luther King Jr. and Frantz Fanon

This chapter completes the fourth unit with its last two items: social movements, their origin, nature, types and theories, including new social movements; and the relation of movements, social action and social change, with movement analysis by ideology, structure, leadership, process and outcomes, and the analysis of the ideology and approach of Gandhi, Martin Luther King Jr. and Frantz Fanon. It is written for a social worker who will work alongside or within movements, so it asks what makes movements arise and succeed, and what practitioners can learn from three thinkers who answered the question of how the oppressed should resist in sharply different ways.

1. Social movements: origin, nature and types

A social movement is a sustained, organised collective effort by a relatively large number of people to promote or resist social change, working largely outside established institutions. Movements differ from crowds and riots by their duration and organisation, from interest groups by their reliance on mobilisation and protest rather than insider access, and from political parties by not seeking to govern. Their essential features are a shared grievance, a collective identity, an ideology, some organisation and leadership, and collective action. Movements typically originate when a structural strain or injustice is experienced as a grievance, when that grievance is interpreted through a shared belief, when resources and networks allow people to act, and when a precipitating event or political opening triggers action.

David Aberle (1966) classified movements by who is to be changed (individuals or society) and how much (partial or total change). Alternative movements seek partial change in individuals (a campaign against drinking); redemptive movements seek total change in individuals (a religious conversion movement); reformative movements seek partial change in society (a campaign for a specific law); transformative or revolutionary movements seek total change in society. Herbert Blumer distinguished general movements (broad shifts in values, such as the women's movement), specific movements (with defined goals and organisation) and expressive movements. Movements may also be reform, revolutionary, resistance (reactionary) or utopian. In India, M. S. A. Rao classified movements as reformist, transformative and revolutionary, and Ghanshyam Shah classified them by participants and issues: peasant, tribal, Dalit, backward caste, women's, students', working-class, middle-class and environmental or human rights movements.

Aberle's typology of movements (1966)
Aberle's typeWho changesHow muchExample
AlternativeIndividualsPartialA temperance or anti-tobacco campaign
RedemptiveIndividualsTotalA religious movement seeking inner transformation
ReformativeSocietyPartialThe campaign for a right to information law
TransformativeSocietyTotalA revolutionary movement to replace the social order

2. Theories of social movements and new social movements

Classical theories explained movements by strain and discontent. Mass society theory (William Kornhauser, 1959) held that isolated, rootless individuals without intermediate groups are available for extremist movements. Relative deprivation theory holds that movements arise not from absolute poverty but from the gap between what people expect and what they get; W. G. Runciman (1966) and Ted Robert Gurr (Why Men Rebel, 1970) developed it. Neil Smelser's structural strain or value-added theory (1962) listed six determinants, from structural conduciveness to the operation of social control. The criticism of all three was that discontent is common and movements are rare: something must turn grievance into action.

Resource mobilisation theory, set out by John McCarthy and Mayer Zald (1977), answered that movements depend on resources, money, members, leadership, networks and organisations, and on social movement organisations that mobilise them rationally; grievances are relatively constant, and what varies is the capacity to organise. Political process theory, developed by Charles Tilly, Doug McAdam and Sidney Tarrow, added political opportunity structures: movements rise when the political system opens, when elites divide or when repression weakens, and they build on existing indigenous organisations and a sense of "cognitive liberation", McAdam's term for people's belief that change is possible. Framing theory (David Snow and Robert Benford) examines how movements interpret grievances through diagnostic, prognostic and motivational frames. New social movement theory, associated with Alain Touraine, Alberto Melucci, Claus Offe and Jürgen Habermas, argued that movements since the 1960s, environmental, feminist, peace, anti-nuclear, gay and lesbian, differ from the class-based labour movement: they are concerned with identity, culture, autonomy and quality of life (Ronald Inglehart's "post-material" values), draw largely on the new middle classes, and prefer decentralised, networked and participatory organisation.

Theories of social movements
TheoryKey namesWhat explains a movement
Mass societyKornhauser (1959)Isolated individuals without intermediate groups
Relative deprivationRunciman (1966); Gurr (1970)Gap between expectations and attainments
Structural strain (value-added)Smelser (1962)Six cumulative determinants
Resource mobilisationMcCarthy and Zald (1977)Resources and social movement organisations
Political processTilly; McAdam (1982); TarrowPolitical opportunity, indigenous organisation, cognitive liberation
New social movementsTouraine, Melucci, Offe, HabermasIdentity, culture and post-material values
ℹ️ New social movements in India
Indian scholars have debated how far the "new" label fits. Chipko, the Narmada Bachao Andolan and the women's and Dalit movements share features of new social movements, identity, ecology, participatory organisation, but their participants are often poor peasants, tribals and workers, and their issues are also about livelihoods and survival. Gail Omvedt's Reinventing Revolution (1993) described them as new movements rooted in old inequalities.

3. Movement analysis: ideology, structure, leadership, process and outcomes

The syllabus asks for movements to be analysed on five dimensions. Ideology explains what is wrong, who is responsible and what should be done, and gives members identity and commitment. Structure concerns organisation: whether a movement is centralised or decentralised, formal or loose, built on social movement organisations, on existing networks such as churches, unions and caste associations, or on coalitions. Leadership may be charismatic, in Weber's sense of authority resting on the extraordinary qualities attributed to a leader, administrative (organisers who build and run the machinery) or intellectual (ideologues who articulate the vision); movements need all three, and the routinisation of charisma after a founding leader is a common crisis. Process refers to the movement's life course, often described in four stages, emergence (social unrest), coalescence (popular excitement and organisation), bureaucratisation (formalisation) and decline, and to its repertoire of action and its interaction with the state and opponents.

Outcomes are the hardest to assess. William Gamson (The Strategy of Social Protest, 1975) judged outcomes on two dimensions, whether the movement's organisation was accepted as a legitimate representative and whether its constituency gained new advantages, giving four possibilities: full response (both), co-optation (acceptance without gains), pre-emption (gains without acceptance) and collapse (neither). Movements may decline through success (their goal is achieved and institutionalised), failure, co-optation of leaders, repression, or by going mainstream. Outcomes also include less visible effects, changes in public attitudes, new identities, trained leaders and networks that later movements use. For a social worker, analysis on these dimensions guides decisions about whether and how to support a movement, and how to avoid weakening it by professionalising it.

🧠 Gamson's grid
Two questions: were they accepted, and did they gain? Yes and yes: full response. Yes and no: co-optation (a seat at the table, nothing on the plate). No and yes: pre-emption (the government gives the benefit to take the wind out of the movement). No and no: collapse.

4. Gandhi and Martin Luther King Jr.

Gandhi's ideology rests on truth (satya) and non-violence (ahimsa). Satyagraha, "holding firmly to truth" or truth-force, is resistance to injustice by non-violent means, including self-suffering, which aims not to defeat the opponent but to convert them, appealing to their conscience. For Gandhi means and ends are inseparable: as he wrote in Hind Swaraj (1909), the means are to the end as the seed is to the tree, so an unjust means corrupts even a just end. His other key ideas are swaraj (self-rule, both national and personal), swadeshi (self-reliance and local production), sarvodaya (the welfare of all, from Ruskin's Unto This Last), trusteeship (the rich as trustees of wealth for society) and the constructive programme (khadi, village industries, removal of untouchability, communal unity, basic education, the uplift of women). His methods ranged from negotiation and petition to non-cooperation, civil disobedience, boycott, hartal and fasting, tested in Champaran (1917), Kheda and the Ahmedabad mill strike (1918), non-cooperation (1920 to 1922), the Salt Satyagraha, whose Dandi March ran from 12 March to 6 April 1930, and Quit India (1942).

Martin Luther King Jr. (1929 to 1968) joined Gandhian non-violence with Christian love (agape) and the American tradition of civil disobedience from Thoreau. He came to prominence leading the Montgomery bus boycott (1955 to 1956) after Rosa Parks's arrest, helped found the Southern Christian Leadership Conference (1957), visited India in 1959, led the Birmingham campaign and wrote the "Letter from Birmingham Jail" (April 1963), delivered the "I Have a Dream" speech at the March on Washington (28 August 1963), received the Nobel Peace Prize (1964) and led the Selma marches (1965). The Civil Rights Act (1964) and the Voting Rights Act (1965) followed. In the Birmingham letter he set out four basic steps of a non-violent campaign: collection of the facts to determine whether injustice exists, negotiation, self-purification and direct action, whose purpose was to create a "creative tension" that forces negotiation. His goal was the "beloved community", reconciliation rather than the humiliation of opponents, and in his last years he widened his cause to poverty and the Vietnam war.

5. Frantz Fanon, and the three compared

Frantz Fanon (1925 to 1961) was a psychiatrist from Martinique who worked at the Blida-Joinville psychiatric hospital in Algeria and joined the Algerian National Liberation Front in the war of independence. Black Skin, White Masks (1952) analysed the psychological damage of racism and colonialism: the colonised internalise the coloniser's contempt, develop an inferiority complex and seek to wear a "white mask". The Wretched of the Earth (1961), with a preface by Jean-Paul Sartre, argued that colonialism is itself violence, maintained by force, and that "decolonisation is always a violent phenomenon". For the colonised individual, Fanon wrote, violence is a cleansing force that frees them from their inferiority complex, despair and inaction. He saw the peasantry, not the urban working class, as the revolutionary force in colonies, warned against a national bourgeoisie that would simply replace the colonisers and exploit the people, and called for a new humanism. His psychiatric chapters on the mental disorders produced by colonial war are a direct link to social work practice with survivors of violence.

Gandhi, King and Fanon compared
DimensionGandhiMartin Luther King Jr.Frantz Fanon
ContextColonial India; caste and communal divisionRacial segregation in the United StatesFrench colonial Algeria; anti-colonial war
SourcesIndian religious thought, Tolstoy, Ruskin, ThoreauChristian love, Gandhi, ThoreauPsychiatry, Marxism, existentialism
View of violenceRejected absolutely; means shape endsRejected; non-violent direct actionColonialism is violence; counter-violence is necessary and liberating
Aim towards opponentConversion through self-sufferingReconciliation; the beloved communityOverthrow of the colonial system
Key textsHind Swaraj (1909)Letter from Birmingham Jail (1963)Black Skin, White Masks (1952); The Wretched of the Earth (1961)
Lesson for practiceConstructive work with struggle; ethics of meansFacts, negotiation, discipline, then direct actionThe psychology of oppression; internalised inferiority
🎯 Why a social worker studies Fanon
Social work is committed to non-violence, so it does not adopt Fanon's argument for violence. What it takes from him is his analysis of how oppression enters the mind: internalised inferiority, the "white mask", and the psychological wounds of domination. That analysis underlies anti-oppressive, Dalit and anti-racist practice, which treat a client's self-blame as a possible product of oppression rather than a personal failing.

Key takeaways

  • A social movement is a sustained, organised collective effort for or against change, largely outside institutions, with a grievance, identity, ideology, organisation and action; Aberle (1966): alternative, redemptive, reformative and transformative; Blumer: general, specific, expressive; M. S. A. Rao: reformist, transformative, revolutionary.
  • Theories: mass society (Kornhauser 1959), relative deprivation (Runciman 1966, Gurr 1970), value-added (Smelser 1962), resource mobilisation (McCarthy and Zald 1977), political process (Tilly, McAdam, Tarrow), framing (Snow and Benford), new social movements (Touraine, Melucci, Offe, Habermas; post-material values).
  • Movement analysis: ideology, structure, leadership (charismatic, administrative, intellectual), process (emergence, coalescence, bureaucratisation, decline) and outcomes (Gamson 1975: full response, co-optation, pre-emption, collapse).
  • Gandhi: satya, ahimsa, satyagraha as conversion, inseparable means and ends (Hind Swaraj, 1909), swaraj, swadeshi, sarvodaya, trusteeship and the constructive programme; Champaran 1917, Dandi March 12 March to 6 April 1930, Quit India 1942.
  • King: agape and non-violent direct action, Montgomery 1955–56, SCLC 1957, Birmingham letter 1963 (facts, negotiation, self-purification, direct action), Nobel 1964, the beloved community. Fanon: Black Skin, White Masks (1952), The Wretched of the Earth (1961), colonialism as violence and counter-violence as liberating, the peasantry, the psychology of internalised inferiority.

Practice questions (10)

Attempt each one before opening the answer. Every explanation names the tempting wrong option as well as the right one, because that is where marks are lost.

  1. In Aberle's typology, a movement that seeks total change in individuals, such as a religious movement aiming at inner transformation, is:

    1. Redemptive
    2. Alternative
    3. Reformative
    4. Transformative
    Show answer

    Answer: A — Redemptive

    Redemptive movements seek total change in individuals. Alternative movements seek partial change in individuals, reformative movements partial change in society, and transformative movements total change in society.
  2. The theory that movements depend on the resources, networks and organisations available to mobilise discontent, rather than on discontent alone, is associated with:

    1. Alain Touraine
    2. William Kornhauser
    3. Ted Robert Gurr
    4. John McCarthy and Mayer Zald
    Show answer

    Answer: D — John McCarthy and Mayer Zald

    McCarthy and Zald set out resource mobilisation theory in 1977. Kornhauser is associated with mass society theory, Gurr with relative deprivation, and Touraine with new social movement theory.
  3. Which of the following are characteristics attributed to new social movements? Select all that apply.

    1. A focus on identity, culture and quality of life
    2. Concern exclusively with wages and working hours
    3. Centralised, class-based parties struggling over ownership of the means of production
    4. Participants drawn largely from the new middle classes, organised in decentralised networks
    Show answer

    Answer: A — A focus on identity, culture and quality of life; D — Participants drawn largely from the new middle classes, organised in decentralised networks

    New social movement theorists stress identity, culture, post-material values, middle-class participation and decentralised organisation. Class-based parties and a focus on wages describe the "old" labour movement from which the new movements were distinguished.
  4. The Wretched of the Earth (1961), which argued that decolonisation is always a violent phenomenon, was written by:

    1. Jean-Paul Sartre
    2. Paulo Freire
    3. Frantz Fanon
    4. Martin Luther King Jr.
    Show answer

    Answer: C — Frantz Fanon

    Frantz Fanon wrote The Wretched of the Earth; Sartre wrote its preface, which is why his name is a tempting distractor. Freire wrote Pedagogy of the Oppressed, and King rejected violence.
  5. In which year did Gandhi's Dandi March, the start of the Salt Satyagraha, take place? Type the year.

    Numerical answer — type the value.

    Show answer

    Answer: 1930

    The Dandi March ran from 12 March to 6 April 1930, when Gandhi made salt at Dandi in defiance of the salt law. Non-cooperation had run from 1920 to 1922, and Quit India began in 1942.
  6. Assertion (A): Gandhi held that means and ends are inseparable. Reason (R): Gandhi believed that unjust means would corrupt even a just end, as the seed determines the tree. Choose the correct option.

    1. Both A and R are true, and R is the correct explanation of A
    2. Both A and R are true, but R is not the correct explanation of A
    3. A is true, but R is false
    4. A is false, but R is true
    Show answer

    Answer: A — Both A and R are true, and R is the correct explanation of A

    Both are true and the reason explains the assertion. In Hind Swaraj (1909) Gandhi compared the relation of means to end with that of seed to tree; because the means shape the result, he insisted on non-violence even when violence seemed quicker.
  7. In his "Letter from Birmingham Jail" King listed four basic steps of a non-violent campaign. Which of the following is NOT one of them?

    1. Collection of the facts
    2. Armed self-defence
    3. Self-purification
    4. Direct action
    Show answer

    Answer: B — Armed self-defence

    King's four steps were collection of the facts, negotiation, self-purification and direct action. Armed self-defence contradicts his commitment to non-violence and is not among them.
  8. The argument that movements arise from the gap between what people expect and what they actually get was developed in Why Men Rebel (1970) by:

    1. Neil Smelser
    2. Doug McAdam
    3. William Gamson
    4. Ted Robert Gurr
    Show answer

    Answer: D — Ted Robert Gurr

    Gurr's Why Men Rebel is the classic statement of relative deprivation theory. Smelser proposed the value-added model, McAdam political process theory and cognitive liberation, and Gamson analysed movement outcomes.
  9. Which of the following statements comparing Gandhi, King and Fanon are correct? Select all that apply.

    1. Gandhi sought to convert rather than defeat the opponent
    2. King was influenced by Gandhi and visited India in 1959
    3. Fanon regarded counter-violence as necessary and liberating in decolonisation
    4. Fanon sought to convert the colonisers through self-suffering
    Show answer

    Answer: A — Gandhi sought to convert rather than defeat the opponent; B — King was influenced by Gandhi and visited India in 1959; C — Fanon regarded counter-violence as necessary and liberating in decolonisation

    King drew on Gandhi and visited India in 1959, Fanon saw counter-violence as liberating, and Gandhi aimed at conversion. Conversion through self-suffering is Gandhi's idea, not Fanon's; Fanon aimed at overthrowing the colonial system.
  10. In Gamson's analysis of movement outcomes, a movement whose organisation is accepted as a legitimate representative but whose constituency gains no new advantages has experienced:

    1. Co-optation
    2. Full response
    3. Pre-emption
    4. Collapse
    Show answer

    Answer: A — Co-optation

    Acceptance without new advantages is co-optation, a seat at the table with nothing gained. Pre-emption is gains without acceptance, full response is both, and collapse is neither.