Film and Visual Communication I: Film and Television Theory; and the National Cinema Movements — Soviet Montage, German Expressionism, Italian Neorealism, the French and British New Waves, the Indian New Wave, Period Cinema and Cinema in the New Millennium
2. Realist, auteur, semiotic, psychoanalytic and political theory
Realist theory reversed the formalist emphasis. André Bazin, in essays collected as What Is Cinema? and beginning with "The Ontology of the Photographic Image" (1945), argued that the photographic image has a unique relation to reality, since it is made by light from the object itself, and that cinema should respect the continuity of space and time. He praised the long take and deep focus, as in Jean Renoir and Orson Welles, and Italian Neorealism, over montage that imposes meaning. Siegfried Kracauer's Theory of Film: The Redemption of Physical Reality (1960) made a similar case; his earlier From Caligari to Hitler (1947) read German films of the 1920s as symptoms of the national mind.
| Theory | Key figure and text | Central idea |
|---|---|---|
| Auteur theory | François Truffaut, "A Certain Tendency of the French Cinema" (Cahiers du cinéma, 1954); Andrew Sarris, "Notes on the Auteur Theory in 1962" | The director is the true author of a film, with a recognisable personal style across films |
| Film semiotics | Christian Metz, Film Language | Film is analysed as a system of codes like a language, though without a fixed vocabulary |
| Psychoanalytic and feminist theory | Laura Mulvey, "Visual Pleasure and Narrative Cinema" (Screen, 1975) | Classical cinema is built around a "male gaze": men look, women are "to-be-looked-at"; scopophilia |
| Apparatus theory | Jean-Louis Baudry (1970) | The cinema machine itself positions the spectator ideologically |
| Third Cinema | Fernando Solanas and Octavio Getino, "Towards a Third Cinema" (1969) | First cinema is Hollywood, second the European auteur cinema, third a militant, anti-imperialist cinema of liberation |
| Genre theory | Rick Altman's semantic/syntactic approach (1984) | A genre combines shared elements (semantics) with shared structures and meanings (syntax) |
The French journal Cahiers du cinéma, founded in 1951 with Bazin among its editors, was the home of both realist criticism and the politique des auteurs, and its young critics, Truffaut, Godard, Chabrol, Rohmer and Rivette, became the directors of the French New Wave. The feminist turn begun by Mulvey was extended by later scholars who asked about female spectators and the gaze in non-Western cinemas, including Indian cinema, which Chapter 20 takes up.
3. Television theory
Television theory begins from what distinguishes television from cinema: it is domestic, continuous, serial and live. Raymond Williams's Television: Technology and Cultural Form (1974) described its characteristic experience as "flow": the planned sequence of programmes, advertisements and trailers is watched as one continuous stream rather than as separate works. John Ellis's Visible Fictions (1982) contrasted the cinema's absorbed gaze with television's distracted glance, which is why television is made of short segments and repeats key information. Horace Newcomb and Paul Hirsch (1983) described television as a cultural forum in which a society debates its values through fiction. John Fiske's Television Culture (1987) stressed television's polysemy, its openness to many readings, building on Stuart Hall's encoding and decoding (1973) and David Morley's The Nationwide Audience (1980), which showed that viewers of different classes read the same news programme differently. Neil Postman's Amusing Ourselves to Death (1985) argued that television turns public discourse into entertainment, and Pierre Bourdieu's On Television (1996) analysed how its commercial pressures shape journalism.
4. National cinema movements I: Soviet montage, German Expressionism and Italian Neorealism
Soviet montage cinema (the 1920s) grew from Lev Kuleshov's workshop, where the "Kuleshov effect" showed that the same shot of an actor's neutral face seemed to express hunger, grief or desire depending on the shot placed next to it: meaning is made by juxtaposition. Sergei Eisenstein's Strike (1925), Battleship Potemkin (1925), with its Odessa Steps sequence, and October (1928) applied his theory of montage as collision, and he classified five methods: metric, rhythmic, tonal, overtonal and intellectual montage. Vsevolod Pudovkin's Mother (1926) used linkage editing for emotional effect, and Dziga Vertov's Man with a Movie Camera (1929), from his "Kino-Eye" movement, rejected staged fiction for the documentary recording and editing of life.
German Expressionist cinema (about 1919 to the late 1920s) externalised inner psychological states through stylised, distorted sets painted with shadows, strong contrasts of light and dark (chiaroscuro), oblique angles and exaggerated acting. Robert Wiene's The Cabinet of Dr. Caligari (1920) is its founding work; F. W. Murnau's Nosferatu (1922) and Fritz Lang's Metropolis (1927) are its best known, and Lang's M (1931) carries its style into sound. Its lighting and mood passed, through émigré directors, into American film noir and the horror film. Italian Neorealism (roughly 1943 to the early 1950s) answered the war and Fascism's studio cinema with location shooting, non-professional actors, working-class subjects and the ordinary events of post-war poverty. Luchino Visconti's Ossessione (1943) anticipated it; Roberto Rossellini's Rome, Open City (1945), Vittorio De Sica's Bicycle Thieves (1948) and Umberto D. (1952), and Visconti's La Terra Trema (1948) define it, with the screenwriter Cesare Zavattini as its theorist.
5. National cinema movements II: the New Waves, period cinema and the new millennium
| Movement | Period | Directors and films | Formal signature |
|---|---|---|---|
| French New Wave | Late 1950s to mid-1960s | Truffaut, The 400 Blows (1959); Godard, Breathless (1960); Resnais, Hiroshima mon amour (1959); Chabrol, Le Beau Serge (1958); Varda, Cléo from 5 to 7 (1962) | Jump cuts, hand-held cameras, location shooting, low budgets, personal auteur style, references to other films |
| British New Wave | About 1959 to 1963, after the Free Cinema documentaries of 1956 | Jack Clayton, Room at the Top (1959); Tony Richardson, Look Back in Anger (1959), A Taste of Honey (1961); Karel Reisz, Saturday Night and Sunday Morning (1960); Lindsay Anderson, This Sporting Life (1963) | "Kitchen-sink" realism: working-class life in industrial towns, "angry young men", black and white, location shooting |
| Indian New Wave (parallel cinema) | From 1969, with roots in Ray and Ghatak | Mrinal Sen, Bhuvan Shome (1969); Mani Kaul, Uski Roti (1969); Basu Chatterjee, Sara Akash (1969); Pattabhirama Reddy, Samskara (1970); Adoor Gopalakrishnan, Swayamvaram (1972); M. S. Sathyu, Garm Hava (1973); Shyam Benegal, Ankur (1974); Govind Nihalani, Aakrosh (1980) | Realism, social themes, low budgets supported by the state Film Finance Corporation (1960) and later NFDC, regional languages |
"Period cinema" is best read as the historical or costume film, set in a reconstructed past, with the heritage films of British cinema in the 1980s, such as the Merchant Ivory productions, as one international model. In India the tradition runs from historicals such as Sohrab Modi's Pukar (1939) and K. Asif's Mughal-e-Azam (1960) to Lagaan (2001) and later large-budget historical films. Critics ask of period cinema how it uses the past: as spectacle, as national myth, or as a way of commenting on the present, and how faithful it is to the history it depicts.
Cinema in the new millennium is shaped by digital technology, globalisation and streaming. Digital cameras and projection lowered costs and changed aesthetics; the Danish Dogme 95 manifesto of Lars von Trier and Thomas Vinterberg, with its "vow of chastity" of hand-held cameras, natural light and location sound, anticipated the low-budget digital film. Non-Western cinemas gained world audiences: the Korean film Parasite (2019) became the first film not in English to win the Academy Award for Best Picture; Iranian and Latin American cinemas won festival acclaim; and Indian films reached new international audiences, the song "Naatu Naatu" from RRR (2022) winning the Academy Award for Best Original Song in 2023. Streaming platforms now finance and distribute films and series worldwide, blurring the line between cinema and television.
Key takeaways
- Formalism: Münsterberg (1916), Arnheim's Film as Art (1932), Eisenstein's collision and Pudovkin's linkage, Balázs on the close-up. Realism: Bazin's ontology (1945), long take and deep focus; Kracauer (1947, 1960).
- Later theory: auteur theory (Truffaut 1954, Sarris 1962, Cahiers du cinéma 1951), Metz's semiotics, Mulvey's male gaze (1975), Baudry's apparatus (1970), Solanas and Getino's Third Cinema (1969), Altman's genre theory (1984).
- Television theory: Williams's flow (1974), Ellis's glance and gaze (1982), Newcomb and Hirsch's cultural forum (1983), Fiske's polysemy (1987), Hall (1973) and Morley's Nationwide audience (1980), Postman (1985), Bourdieu (1996).
- Soviet montage (Kuleshov effect; Eisenstein's Potemkin 1925 and five montage methods; Pudovkin; Vertov); German Expressionism (Caligari 1920, Nosferatu 1922, Metropolis 1927); Italian Neorealism (Rome, Open City 1945; Bicycle Thieves 1948; Zavattini).
- French New Wave (400 Blows 1959, Breathless 1960, jump cuts); British New Wave (kitchen-sink realism, 1959–63); Indian New Wave (Bhuvan Shome 1969 to Ankur 1974 and Aakrosh 1980, FFC and NFDC); period cinema as the historical film; the new millennium of digital cinema, Dogme 95, Parasite (2019) and "Naatu Naatu" (2023).
Practice questions (10)
Attempt each one before opening the answer. Every explanation names the tempting wrong option as well as the right one, because that is where marks are lost.
Battleship Potemkin (1925), with its Odessa Steps sequence, was directed by:
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Answer: B — Sergei Eisenstein
Eisenstein directed Battleship Potemkin, the landmark of Soviet montage. Vertov made Man with a Movie Camera, Murnau the Expressionist Nosferatu, and Rossellini the Neorealist Rome, Open City.Bicycle Thieves (1948), a defining film of Italian Neorealism, was directed by:
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Answer: C — Vittorio De Sica
Vittorio De Sica directed Bicycle Thieves from Cesare Zavattini's script, with non-professional actors and location shooting in post-war Rome. Fellini came later, Godard belongs to the French New Wave, and Lang to German Expressionism.Which of the following are films of the French New Wave? Select all that apply.
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Answer: B — The 400 Blows; C — Breathless; D — Cléo from 5 to 7
Truffaut's The 400 Blows (1959), Godard's Breathless (1960) and Varda's Cléo from 5 to 7 (1962) belong to the French New Wave. Rossellini's Rome, Open City (1945) is Italian Neorealism, which the New Wave critics admired."Visual Pleasure and Narrative Cinema" (1975), which introduced the concept of the "male gaze", was written by:
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Answer: A — Laura Mulvey
Laura Mulvey's essay in Screen argued that classical cinema positions women as objects of a male gaze. Metz developed film semiotics and Bazin realist theory; Berger's Ways of Seeing (1972) made a related argument about art and advertising, which is why his name tempts.The film theorist who argued, beginning with "The Ontology of the Photographic Image" (1945), that cinema should respect the unity of space and time through the long take and deep focus was:
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Answer: A — André Bazin
Bazin, co-founder of Cahiers du cinéma, is the central realist theorist. Eisenstein championed montage, the opposite pole; Arnheim argued that film is art because it differs from reality; Mulvey wrote on the male gaze.Assertion (A): German Expressionist films favoured location shooting with non-professional actors. Reason (R): The movement sought to externalise inner psychological states rather than to record reality. Choose the correct option.
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Answer: D — A is false, but R is true
A is false but R is true. Expressionism built stylised, distorted studio sets with strong light and shadow to show inner states, as in The Cabinet of Dr. Caligari; location shooting with non-professionals is the mark of Italian Neorealism.The "Kuleshov effect" demonstrated that:
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Answer: C — The meaning of a shot depends on the shots placed beside it
Kuleshov intercut the same neutral face with different images, and viewers read different emotions into it, showing that juxtaposition creates meaning. The long-take argument is Bazin's, and the other options are not what the experiment showed.Bhuvan Shome (1969), often taken to mark the beginning of the Indian New Wave, was directed by:
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Answer: B — Mrinal Sen
Mrinal Sen made Bhuvan Shome with support from the Film Finance Corporation. Benegal's Ankur came in 1974, Ray's Pather Panchali (1955) was a precursor of the movement, and Adoor's Swayamvaram appeared in 1972.In Solanas and Getino's "Towards a Third Cinema" (1969), which of the following statements are correct? Select all that apply.
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Answer: B — Third cinema is a militant cinema of liberation opposed to imperialism; C — First cinema is the dominant Hollywood model
For Solanas and Getino, first cinema is Hollywood, second cinema the European auteur or art cinema, and third cinema a politically militant, anti-imperialist cinema. Second cinema is not Soviet montage, and third cinema is defined by politics, not by geography or commerce.How many methods of montage did Sergei Eisenstein classify (metric, rhythmic and so on)? Type the number.
Numerical answer — type the value.
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Answer: 5
Eisenstein's five methods are metric (by shot length), rhythmic (by movement within shots), tonal (by emotional tone), overtonal (a combination of the first three) and intellectual (ideas produced by juxtaposition), the last seen in October (1928).