Social Work with Individuals and Groups III: Social Group Work, its Definition, Functions, Structure and Classification of Groups, Group Dynamics, Decision-Making and Leadership, the Stages of Group Development, Programme Media and Recording, and the Practice Sites of Casework and Group Work

This chapter completes the third unit. It takes the syllabus's four remaining items: social group work, with its definition, characteristics, functions, structure, the classification and making of groups, and issues of identity, diversity and marginalisation; the group work process and group dynamics, with decision-making, theories of leadership and the roles of group leaders; group development, with its stages, techniques and skills, group climate, communication, programme media, recording, monitoring and evaluation; and the practice sites of casework and group work, which the syllabus lists from children and correctional settings to persons who are gay and lesbian. In group work the group itself is the medium of help, and that single idea explains most of what follows.

1. Social group work: definition, characteristics, functions and models

Group work grew from the settlements, the YMCA and YWCA, scouting and adult education, and Grace Coyle's writing in the 1930s gave it theory. Harleigh Trecker (Social Group Work: Principles and Practices) defined it as "a method through which individuals in groups in social agency settings are helped by a worker who guides their interaction in programme activities so that they may relate themselves to others and experience growth opportunities in accordance with their needs and capacities, to the end of individual, group and community development". Gisela Konopka (Social Group Work: A Helping Process, 1963) defined it as "a method of social work which helps individuals to enhance their social functioning through purposeful group experiences, and to cope more effectively with their personal, group or community problems". A social group, in this sense, has two or more members who interact, share a purpose, develop norms and roles, feel a sense of belonging and are bound by some degree of cohesion.

Groups serve several functions for members: socialisation (learning social skills and roles), mutual support, education, personal growth, therapy or remediation, and the accomplishment of tasks. Catherine Papell and Beulah Rothman (1966) identified three historical models of group work. The social goals model, rooted in the settlements, aims at social consciousness, democratic participation and social action; the worker is an enabler and role model of citizenship. The remedial model, associated with Robert Vinter, treats the group as a means of treating individuals with problems of social functioning; the worker is a change agent who plans and directs. The reciprocal (mediating) model, associated with William Schwartz, sees the group as a system of mutual aid in which the worker mediates between members and between the group and its environment.

Three models of group work
Model (Papell and Rothman, 1966)Associated withAimWorker's role
Social goalsSettlements; Grace CoyleSocial consciousness, democracy, social actionEnabler, role model of citizenship
RemedialRobert VinterTreatment of individuals through the groupChange agent who plans and directs
Reciprocal (mediating)William SchwartzMutual aid; members helping one anotherMediator between members and between group and environment

2. Group structure, classification and the making of groups

Group structure is the stable pattern of relations within a group: its size, the roles members take, status differences, norms, communication patterns and the network of attractions and rejections. J. L. Moreno's sociometry (Who Shall Survive?, 1934) maps the last by asking members whom they would choose for an activity and drawing a sociogram, which reveals stars (often chosen), isolates (not chosen), mutual pairs and cliques; it is still used by group workers to see who is excluded. Groups are classified in several ways: primary and secondary, in-group and out-group, formal and informal, open (members join and leave) and closed (fixed membership), voluntary and involuntary (such as court-mandated groups). Ronald Toseland and Robert Rivas distinguish treatment groups, which serve members' socio-emotional needs (support, education, growth, therapy and socialisation groups), from task groups, which achieve an outcome outside the group (committees, teams, boards, coalitions).

Making a group begins before the first meeting. The worker assesses need, defines the purpose, decides on composition (homogeneous enough in purpose or problem for members to identify with each other, heterogeneous enough in coping styles to stimulate one another), size (often about six to ten for treatment groups, so that everyone can speak), open or closed membership, frequency, duration and setting, and meets prospective members to explain the group and hear their expectations. Issues of identity, diversity and marginalisation run through all of this. Groups can reproduce the exclusions of the wider society: an upper-caste majority can silence Dalit members, men can dominate a mixed group, a minority member can be made to speak for their whole community. The worker attends to these dynamics, and groups of marginalised people themselves, such as women's self-help groups, Dalit or tribal collectives and disability peer groups, are one of the strongest forms of empowerment practice because they turn shared identity into shared strength.

🧠 Treatment or task: where is the outcome?
Ask where the purpose lies. If the change is meant to happen in the members themselves (coping, skills, feelings), it is a treatment group. If the group exists to produce something outside itself (a plan, a decision, a campaign), it is a task group. A village health committee is a task group; a support group for its members' own grief is a treatment group.

3. Group dynamics, decision-making and leadership

Group dynamics, a term associated with Kurt Lewin and his field theory, refers to the forces operating within groups. Its main determinants and indicators are cohesion (the attraction of the group for its members, which raises participation and influence but can also produce pressure to conform), norms (shared expectations of behaviour), roles, status, communication patterns, conflict and group climate. Outcomes are judged at three levels: the task (did the group achieve its purpose), the members (did they grow, feel satisfied, gain skills) and the group (did it become more cohesive and capable). Harleigh Trecker set out principles of group work that practitioners still teach: planned group formation, specific objectives, a purposeful worker-group relationship, continuous individualisation, guided group interaction, democratic group self-determination, flexible functional organisation, progressive programme experiences, resource utilisation and evaluation.

Groups make decisions by consensus, majority vote, compromise, minority or expert decision, or decision by authority. The problem-solving process in groups follows the familiar steps: defining the problem, gathering information, generating alternatives (brainstorming, with judgement postponed; or the nominal group technique of André Delbecq and Andrew Van de Ven, in which members write ideas silently before sharing and ranking them), choosing, implementing and evaluating. Irving Janis (1972) described groupthink, the deterioration of judgement in highly cohesive groups that value unanimity over realistic appraisal, with symptoms such as an illusion of invulnerability, self-censorship, pressure on dissenters and self-appointed "mindguards". Kenneth Benne and Paul Sheats (1948) classified members' functional roles as task roles (initiator, information seeker, opinion giver, coordinator, evaluator), group-building and maintenance roles (encourager, harmoniser, compromiser, gatekeeper who opens channels for quiet members) and individual or self-centred roles (aggressor, blocker, dominator, recognition-seeker) that hinder the group.

Theories of leadership moved from traits to behaviour to situation. Trait theories looked for qualities of born leaders. Behavioural studies examined styles: in the experiments of Kurt Lewin, Ronald Lippitt and Ralph White (1939) with boys' clubs, autocratic leadership produced dependence and either hostility or apathy, laissez-faire leadership produced disorganisation, and democratic leadership produced the most satisfaction, originality and independent work; the Ohio State and Michigan studies distinguished task-oriented from people-oriented behaviour. Contingency theories held that effectiveness depends on the situation: Fred Fiedler's model (1967) and Paul Hersey and Kenneth Blanchard's situational leadership, which matches telling, selling, participating or delegating to the members' readiness. James MacGregor Burns (1978) distinguished transactional from transformational leadership. In group work the worker's roles shift with the stage and model, as enabler, facilitator, mediator, educator, resource person and, in remedial groups, therapist, and the aim is usually to develop leadership among members rather than to hold it.

4. Group development: stages, skills, climate, communication and programme media

Bruce Tuckman (1965) described four stages of group development: forming (orientation, politeness, dependence on the leader), storming (conflict over power, roles and direction), norming (cohesion and agreed norms) and performing (work on the task, with roles flexible and functional); with Mary Ann Jensen he added a fifth, adjourning (termination), in 1977. The Boston model of James Garland, Hubert Jones and Ralph Kolodny (1965) described five stages from social work groups: preaffiliation (approach and avoidance), power and control (testing the worker and one another), intimacy (closer, family-like relations), differentiation (members accepted as individuals, the group able to manage itself) and separation. In the beginning phase the worker clarifies purpose, helps members feel safe and builds a contract; in the middle phase the worker facilitates interaction and uses conflict productively; in the ending phase the worker helps members review what they have gained and handle feelings about separation.

Stages of group development
Tuckman (1965, 1977)Boston model (1965)What the worker does
FormingPreaffiliationClarifies purpose, builds trust, sets ground rules
StormingPower and controlAccepts testing, keeps the group safe, uses conflict
NormingIntimacySupports cohesion, watches for pressure to conform
PerformingDifferentiationSteps back; members lead and help one another
AdjourningSeparationReviews gains, handles endings, links to other supports

Group work skills include facilitating participation, clarifying, linking members' contributions, blocking harmful behaviour, summarising, modelling, confronting and managing conflict. Group climate, the emotional atmosphere of trust, acceptance and safety, decides whether members risk honesty. Communication patterns were studied by Alex Bavelas and Harold Leavitt (1951): centralised networks such as the wheel and chain are fast for simple tasks but leave peripheral members dissatisfied, while decentralised networks such as the circle and the all-channel network suit complex tasks and satisfy members more; a group worker usually aims for all-channel communication. Programme media are the activities through which group work proceeds: discussion, games, songs, drama and role-play, arts and crafts, sports, outings, puppetry and projects. Programme is a means, not an end: an activity is chosen for what it does for members and the group, such as a game that forces cooperation or a drama that lets adolescents rehearse refusing drugs.

Group work recording combines records of each session (attendance, programme, interaction, roles, the worker's interventions and assessment), periodic summaries, individual notes on members, and sociograms to track changes in relationships. Monitoring and evaluation use attendance and participation data, members' self-reports and feedback, observation of interaction, pre- and post-group measures of the targeted skills or feelings, and goal-attainment scaling, so that the group can be judged against the purpose set when it was formed.

5. Practice sites of casework and group work

The syllabus lists the client groups and settings where casework and group work are practised: children, correctional settings, health, women, persons with disabilities, older persons, oppressed groups, religious minorities, persons who are gay and lesbian, and other socially and economically disadvantaged groups. The two methods are combined in each: casework with a child in a children's home and a life-skills group for all its adolescents; casework with a prisoner and a pre-release group; counselling a newly diagnosed patient and running a support group for people living with HIV or diabetes; casework with a survivor of domestic violence and a women's collective; individual rehabilitation plans and peer groups for persons with disabilities; home visits to an isolated older person and a day-care group; and support to individuals from oppressed castes or religious minorities facing discrimination alongside groups that build collective voice.

Practice with gay, lesbian, bisexual and transgender persons is named in the syllabus, and the law around it has changed. In Navtej Singh Johar v Union of India (2018) the Supreme Court read down section 377 of the Indian Penal Code so far as it criminalised consensual sexual conduct between adults, holding that sexual orientation is protected by the rights to equality, dignity, privacy and expression. National Legal Services Authority v Union of India (2014) recognised transgender persons' right to self-identify their gender, and the Transgender Persons (Protection of Rights) Act 2019 prohibits discrimination against them in education, employment, healthcare and services. Affirmative practice follows: the worker treats sexual orientation and gender identity as part of the person, not a problem to be changed; works on the problems clients actually bring, which are often family rejection, forced marriage, harassment, homelessness and discrimination; respects confidentiality closely, because disclosure can bring violence; and uses support groups and community organisations. Attempts to change a person's sexual orientation ("conversion therapy") are rejected by the professional bodies of social work, psychiatry and psychology.

ℹ️ Mutual aid is the common thread
Across all these sites, what a group adds to casework is mutual aid: members discover they are not alone, learn from people in the same situation, and help others, which restores a sense of worth. William Schwartz's reciprocal model made this the heart of group work, and self-help and support groups show it working without a professional at all.

Key takeaways

  • Definitions: Trecker (a worker guides interaction in programme activities for individual, group and community development) and Konopka (1963, enhancing social functioning through purposeful group experiences); functions of socialisation, support, education, growth, therapy and task.
  • Papell and Rothman (1966): social goals, remedial (Vinter) and reciprocal (Schwartz) models; structure mapped by Moreno's sociometry (1934); treatment versus task groups (Toseland and Rivas); open and closed, voluntary and involuntary groups; composition and size decided before the group meets.
  • Dynamics: cohesion, norms, roles, communication, conflict and climate; Trecker's principles; decisions by consensus or vote; brainstorming and the nominal group technique; groupthink (Janis 1972); Benne and Sheats's task, maintenance and self-centred roles (1948).
  • Leadership: traits, styles (Lewin, Lippitt and White 1939: democratic most satisfying), contingency (Fiedler 1967; Hersey and Blanchard), transformational (Burns 1978); stages by Tuckman (forming, storming, norming, performing, adjourning in 1977) and the Boston model (preaffiliation, power and control, intimacy, differentiation, separation).
  • Programme media are means, not ends; all-channel communication suits groups (Bavelas and Leavitt); recording and evaluation use session records, sociograms and pre- and post-measures; practice sites include children, correctional, health, women, disability, older persons, minorities and LGBT persons, with affirmative practice after Navtej (2018), NALSA (2014) and the 2019 Act.

Practice questions (10)

Attempt each one before opening the answer. Every explanation names the tempting wrong option as well as the right one, because that is where marks are lost.

  1. In Tuckman's model of group development, which stage follows storming?

    1. Performing
    2. Forming
    3. Norming
    4. Adjourning
    Show answer

    Answer: C — Norming

    The sequence is forming, storming, norming, performing and, from 1977, adjourning. Norming follows the conflict of storming as the group settles on cohesion and shared norms; performing comes only after that.
  2. In Papell and Rothman's classification of group work models, the reciprocal (mediating) model is associated with:

    1. William Schwartz
    2. J. L. Moreno
    3. Bruce Tuckman
    4. Robert Vinter
    Show answer

    Answer: A — William Schwartz

    William Schwartz developed the reciprocal model, with the group as a system of mutual aid and the worker as mediator. Vinter is associated with the remedial model; Tuckman described stages of development and Moreno created sociometry.
  3. After Tuckman and Jensen added "adjourning" in 1977, how many stages of group development does the model have? Type the number.

    Numerical answer — type the value.

    Show answer

    Answer: 5

    Five: forming, storming, norming, performing and adjourning. The original 1965 model had four; the Boston model of Garland, Jones and Kolodny also has five, but with different names.
  4. In Benne and Sheats's classification, which of the following are group-building and maintenance roles? Select all that apply.

    1. Information seeker
    2. Harmoniser
    3. Gatekeeper
    4. Blocker
    Show answer

    Answer: B — Harmoniser; C — Gatekeeper

    The harmoniser and the gatekeeper, who opens channels for quiet members, maintain relationships in the group. The information seeker is a task role, and the blocker is an individual, self-centred role that hinders the group.
  5. The sociogram, which shows stars, isolates, mutual pairs and cliques in a group, comes from the sociometry of:

    1. Irving Janis
    2. Harleigh Trecker
    3. Kurt Lewin
    4. J. L. Moreno
    Show answer

    Answer: D — J. L. Moreno

    Moreno developed sociometry in Who Shall Survive? (1934). Lewin is associated with group dynamics and field theory, Janis with groupthink, and Trecker with the principles and definition of group work.
  6. Assertion (A): In social group work, programme activities such as games and drama are ends in themselves. Reason (R): Programme activities are chosen as tools to meet the needs of members and the goals of the group. Choose the correct option.

    1. Both A and R are true, and R is the correct explanation of A
    2. Both A and R are true, but R is not the correct explanation of A
    3. A is true, but R is false
    4. A is false, but R is true
    Show answer

    Answer: D — A is false, but R is true

    The assertion is false and the reason is true. Programme is a means, not an end: a game is chosen because it teaches cooperation, a drama because it lets members rehearse a difficult situation, not because the activity itself is the purpose.
  7. Which of the following are stages in the Boston model of group development (Garland, Jones and Kolodny)? Select all that apply.

    1. Power and control
    2. Preaffiliation
    3. Performing
    4. Differentiation
    Show answer

    Answer: A — Power and control; B — Preaffiliation; D — Differentiation

    The Boston model's stages are preaffiliation, power and control, intimacy, differentiation and separation. Performing belongs to Tuckman's model, a common source of confusion because both describe five stages.
  8. The deterioration of judgement in a highly cohesive group that values unanimity over realistic appraisal was named "groupthink" by:

    1. William Schwartz
    2. Irving Janis
    3. Gisela Konopka
    4. Fred Fiedler
    Show answer

    Answer: B — Irving Janis

    Irving Janis described groupthink in 1972, with symptoms such as self-censorship and pressure on dissenters. Fiedler proposed a contingency model of leadership, Schwartz the reciprocal model, and Konopka a definition of group work.
  9. In the leadership experiments of Lewin, Lippitt and White (1939), which style produced the most member satisfaction and independent work?

    1. Transformational
    2. Laissez-faire
    3. Autocratic
    4. Democratic
    Show answer

    Answer: D — Democratic

    Democratic leadership produced the most satisfaction, originality and work that continued when the leader left. Autocratic leadership produced dependence with hostility or apathy, laissez-faire produced disorganisation, and transformational leadership is Burns's later (1978) concept.
  10. Which of the following describes affirmative social work practice with a gay or lesbian client?

    1. Treating sexual orientation as part of the person and working on the problems the client brings, such as family rejection or discrimination
    2. Declining the case because the law is unsettled
    3. Informing the family without consent so they can help
    4. Referring the client for therapy to change their orientation
    Show answer

    Answer: A — Treating sexual orientation as part of the person and working on the problems the client brings, such as family rejection or discrimination

    Affirmative practice accepts orientation as part of identity and addresses the real problems clients face. Conversion therapy is rejected by the professional bodies, disclosure without consent breaches confidentiality and can bring violence, and since Navtej (2018) consensual adult relations are not criminal.