Nature and Development of Social Work I: Definition, Scope, Principles, Goals and Process; the Development of Professional Social Work in the United Kingdom, the United States and India; and the Social Reformers of the 19th and 20th Centuries

The first unit of the Social Work syllabus asks what social work is and how it became a profession. This chapter takes its first three items: the definition, scope, principles, nature, goals and process of social work; the development of professional social work in the United Kingdom, the United States and India; and the contribution of the social reformers of the 19th and 20th centuries to the profession in India. The dates matter, because this unit is examined through them, but the argument behind them matters more: social work grew out of charity and reform, learnt to call itself a profession by building a method, a body of knowledge, training and ethics, and in India inherited a reform tradition that was already asking questions of caste, gender and poverty before the first school of social work opened in 1936.

1. What social work is: definitions, nature and scope

The definition most often quoted today is the Global Definition of the Social Work Profession, approved by the International Federation of Social Workers (IFSW) and the International Association of Schools of Social Work (IASSW) in Melbourne in July 2014: "Social work is a practice-based profession and an academic discipline that promotes social change and development, social cohesion, and the empowerment and liberation of people. Principles of social justice, human rights, collective responsibility and respect for diversities are central to social work. Underpinned by theories of social work, social sciences, humanities and indigenous knowledge, social work engages people and structures to address life challenges and enhance wellbeing." It replaced the IFSW definition of 2000, which spoke of promoting "social change, problem solving in human relationships and the empowerment and liberation of people". The 2014 text adds three things worth remembering: social work is called an academic discipline as well as a profession, collective responsibility sits beside individual rights, and indigenous knowledge is named as a source of theory.

Older definitions are still examined. Walter Friedlander called social work "a professional service, based on scientific knowledge and skill in human relations, which assists individuals, alone or in groups, to obtain social and personal satisfaction and independence". Its nature follows from such definitions: social work is a helping profession; it is concerned with social functioning, that is, with how people perform their roles in relation to their environment, rather than with the person or the environment alone; it is both an art (skill in relationships) and a science (a base of tested knowledge); it rests on values; and it works through disciplined methods rather than goodwill. Its scope is usually described through its functions: curative or remedial (restoring impaired functioning), preventive (removing conditions that cause breakdown), developmental (enhancing capacities and resources), and, in many Indian texts, correctional work with offenders and those in institutions.

The six methods of social work, as Indian curricula classify them
MethodKindWorks with
Social caseworkPrimary (direct)Individuals and families, one at a time
Social group workPrimary (direct)Small groups, using the group itself as the medium of help
Community organisationPrimary (direct)Communities, to identify needs and mobilise resources
Social welfare administrationSecondary (auxiliary)Agencies and programmes that deliver services
Social work researchSecondary (auxiliary)Knowledge for practice and evaluation of practice
Social actionSecondary (auxiliary)Structures, laws and policies, through organised collective pressure
⚠️ Primary and secondary are not ranks
"Secondary" or "auxiliary" means that these methods support direct practice, not that they matter less. Social action in particular is treated by radical writers as the method that reaches causes rather than symptoms. A question that asks which methods are "direct" or "primary" wants casework, group work and community organisation.

2. Principles, goals and the helping process

The generic principles of social work are shared across its methods. Acceptance means receiving the person as they are, with strengths and weaknesses, without condoning every act. Individualisation means treating each person and situation as unique. Client self-determination recognises the right of people to make their own choices, limited by law, by their capacity and by the rights of others. Confidentiality protects what is shared, subject to legal duties and to the protection of others from serious harm. A non-judgemental attitude separates assessing behaviour from condemning the person. Controlled emotional involvement asks the worker to be sensitive without being overwhelmed. Purposeful expression of feelings lets the client express negative feelings safely. To these the profession adds respect for the dignity and worth of the person, social justice, participation and accountability. The first seven are Felix Biestek's principles of the casework relationship (1957), studied in detail in the casework chapter.

The goals of social work are usually stated at three levels. For people, it seeks to enhance problem-solving, coping and developmental capacities. For systems, it seeks to link people with the resources, services and opportunities they need and to make those systems work effectively and humanely. For society, it seeks to contribute to the development and improvement of social policy and to promote social justice. The helping process that serves these goals is described in generalist practice as a planned-change sequence: engagement (establishing contact and a working relationship), assessment (gathering and interpreting information about the person in their situation), planning (agreeing goals and tasks), intervention (carrying out the plan), evaluation (judging what has changed) and termination, often with follow-up. The older casework vocabulary of study, diagnosis and treatment describes the same sequence.

🎯 Why social functioning is the key term
Harriett Bartlett's The Common Base of Social Work Practice (1970) argued that what unites the profession is its focus on social functioning: the interaction between the coping activities of people and the demands of their environment. That is why a social worker assesses a person in their situation and may act on either side of the relationship, helping the person cope or changing the demand, where a psychiatrist may treat the person and a planner may change the environment.

3. The development of professional social work in the United Kingdom and the United States

In England, public responsibility for the poor was codified in the Poor Relief Act of 1601, the Elizabethan Poor Law, which made each parish responsible for its poor through overseers, distinguished the able-bodied from the impotent poor, and provided indoor relief in institutions and outdoor relief at home. The Poor Law Amendment Act of 1834 grouped parishes into unions, made the workhouse the centre of relief and applied the principle of "less eligibility": the condition of the person relieved must be less desirable than that of the lowest independent labourer. Voluntary charity grew alongside and was criticised for being indiscriminate. The Charity Organisation Society, founded in London in 1869, answered with "scientific charity": investigation of each applicant, registration to prevent duplication, coordination of charities and friendly visiting, practices from which casework later grew. Octavia Hill's work with tenants and C. S. Loch's long secretaryship shaped it.

The settlement movement took a different view: that poverty had social causes and that educated people should live among the poor and work with them. Toynbee Hall was opened in Whitechapel, East London, in 1884 by Canon Samuel Barnett. The Royal Commission on the Poor Laws (1905 to 1909) produced a Minority Report, associated with Beatrice Webb, that called for the break-up of the Poor Law. The Beveridge Report of 1942 named five "giant evils", Want, Disease, Ignorance, Squalor and Idleness, and led to the post-war welfare state, including the National Health Service and the National Assistance Act of 1948, which formally ended the Poor Law. The Seebohm Report of 1968 led to unified local-authority social services departments from 1971. Training began with the Charity Organisation Society's School of Sociology in 1903, absorbed into the London School of Economics in 1912.

In the United States the first Charity Organisation Society was founded at Buffalo in 1877 by the Rev. S. Humphreys Gurteen. The settlement idea arrived with the Neighbourhood Guild in New York (1886) and, most famously, Hull House in Chicago, founded in 1889 by Jane Addams and Ellen Gates Starr; Addams received the Nobel Peace Prize in 1931. The New York Charity Organisation Society began a summer school of philanthropy in 1898, the first training course, which grew into the New York School of Social Work. Mary Richmond, who had worked in the Baltimore and Philadelphia societies, wrote Social Diagnosis (1917) and What Is Social Case Work? (1922) and gave casework its first systematic method. In 1915 Abraham Flexner told the National Conference of Charities and Correction that social work was not yet a profession, because it lacked a specific, transmissible technique of its own; the profession's next decades can be read as an answer. The Milford Conference (1923 to 1929) defined generic casework; the Social Security Act of 1935 created a public-welfare system that employed social workers; and seven professional associations merged in 1955 to form the National Association of Social Workers, whose first Code of Ethics came in 1960.

Landmarks in the West
YearEventCountry
1601Elizabethan Poor Law: parish responsibility, overseers of the poorEngland
1834Poor Law Amendment Act: workhouse and "less eligibility"England
1869Charity Organisation Society, LondonEngland
1877First American COS, BuffaloUSA
1884Toynbee Hall, Whitechapel (Samuel Barnett)England
1889Hull House, Chicago (Jane Addams, Ellen Gates Starr)USA
1898Summer school of philanthropy, New York: first trainingUSA
1915Flexner: "Is Social Work a Profession?"USA
1917Mary Richmond, Social DiagnosisUSA
1942Beveridge Report: the five giantsUK
1955National Association of Social Workers formedUSA
1968Seebohm Report: unified social services departmentsUK
🧠 COS versus settlement
Remember the two roots by their verbs. The Charity Organisation Society investigated and visited: it saw the individual's character and circumstances, and gave rise to casework. The settlements lived among and reformed: they saw the neighbourhood and its conditions, and gave rise to group work, community organisation and social reform. Mary Richmond stands for the first, Jane Addams for the second.

4. Professional social work in India

India's traditions of help are old: dana (giving) and seva (service) in Hindu thought, dāna and karuṇā (compassion) in Buddhism, zakat and waqf in Islam, the langar of the Sikh gurdwara, and the welfare duties of the king in the Arthashastra. Professional social work, meaning trained practice based on a body of knowledge, began with the Sir Dorabji Tata Graduate School of Social Work, opened in Bombay in 1936 under Clifford Manshardt, an American missionary who had run the Nagpada Neighbourhood House. It was renamed the Tata Institute of Social Sciences in 1944 and became a deemed university in 1964. The Delhi School of Social Work followed in 1946, founded by the YWCA and later part of the University of Delhi, and schools at Kashi Vidyapith in Varanasi (1947), Lucknow, Baroda, Madras and Indore followed in the next few years.

After Independence the state became the main sponsor of welfare. The Central Social Welfare Board was set up in 1953 with Durgabai Deshmukh as its first chairperson, to fund and develop voluntary organisations, especially for women and children. The Indian Conference of Social Work, formed in 1947, later became the Indian Council of Social Welfare. The University Grants Commission reviewed social work education through review committees (1965 and 1980) and issued a model curriculum in 2001. Professional associations include the Indian Society of Professional Social Work and the National Association of Professional Social Workers in India. India still has no national statute regulating the title "social worker" or licensing practitioners, a gap the profession's own bodies have long argued should be filled; the practice setting is therefore defined more by agency and programme than by a council, as it is for medicine or law.

ℹ️ A profession by Greenwood's test
Ernest Greenwood's "Attributes of a Profession" (1957) listed five: a systematic body of theory, professional authority, community sanction, a regulative code of ethics and a professional culture. He concluded that social work already was a profession, answering Flexner. In India the weakest attribute has been community sanction in the legal sense, because there is no licensing statute.

5. Social reform and professional social work: the reformers of the 19th and 20th centuries

The syllabus asks for the contribution of the reformers to professional social work. Three contributions stand out. First, they identified the problems that became the profession's fields: the status of women (sati, child marriage, widowhood, education), caste and untouchability, and poverty. Second, they built organisations, schools, homes and associations that were the first welfare agencies. Third, they used law as an instrument of change, securing Acts that social workers still administer in their modern forms. Their methods ranged from petition and persuasion to satyagraha, and the tension between reform from above and mobilisation from below that runs through their history is the same tension that runs through community organisation and social action today.

Reformers and their contribution
ReformerOrganisation or workCause and legal landmark
Raja Rammohan RoyBrahmo Sabha, 1828Against sati; Bengal Sati Regulation, 1829
Ishwar Chandra VidyasagarGirls' schools in BengalWidow remarriage; Hindu Widows' Remarriage Act, 1856
Jyotirao and Savitribai PhuleGirls' school, Pune, 1848; Satyashodhak Samaj, 1873Education of women and the lower castes; Gulamgiri (1873)
Swami Dayananda SaraswatiArya Samaj, 1875Education, widow remarriage, against caste by birth
M. G. RanadeIndian National Social Conference, 1887Social reform alongside political reform
Swami VivekanandaRamakrishna Mission, 1897Service to the poor as worship; famine and plague relief
Pandita RamabaiSharada Sadan, 1889Shelter and education for widows
D. K. KarveWidows' home; women's university, 1916Women's higher education
Sree Narayana GuruSNDP Yogam, 1903"One caste, one religion, one God for man"
Gopal Krishna GokhaleServants of India Society, 1905Trained, dedicated public workers
N. M. JoshiSocial Service League, Bombay, 1911Labour welfare; night schools; trade unionism
E. V. Ramasamy (Periyar)Self-Respect Movement, 1925Against caste and Brahminical dominance; women's rights
B. R. AmbedkarBahishkrit Hitakarini Sabha, 1924; Mahad Satyagraha, 1927Annihilation of caste; constitutional rights
M. K. GandhiConstructive programme; Harijan Sevak Sangh, 1932Untouchability, village reconstruction, Sarvodaya
Vinoba BhaveBhoodan, from April 1951Voluntary gift of land to the landless

Two further legal landmarks belong here. Behramji Malabari's campaign contributed to the Age of Consent Act of 1891, and Harbilas Sarda's bill became the Child Marriage Restraint Act of 1929, the Sarda Act, which the Prohibition of Child Marriage Act 2006 replaced. The reformers also divided. Some, like Ranade, believed in gradual reform within tradition; others, like Phule, Periyar and Ambedkar, argued that caste had to be confronted directly and that reform led by the upper castes would not end it. That difference still matters: the profession's modern commitment to anti-oppressive and rights-based practice is closer to the second position than the charitable tradition was.

⚠️ Brahmo Sabha, Samaj and the date of the sati regulation
Rammohan Roy founded the Brahmo Sabha in 1828; it came to be called the Brahmo Samaj. Sati was prohibited in Bengal by Lord William Bentinck's Regulation XVII of 1829, not by an Act of 1856 or 1872; 1856 is the widow remarriage Act associated with Vidyasagar, and 1872 the Native Marriage Act associated with Keshab Chandra Sen.

Key takeaways

  • The IFSW–IASSW Global Definition (Melbourne, July 2014) calls social work a practice-based profession and an academic discipline promoting social change, development, cohesion, empowerment and liberation, on principles of social justice, human rights, collective responsibility and respect for diversities, drawing also on indigenous knowledge.
  • Six methods: casework, group work and community organisation (primary) and welfare administration, research and social action (secondary); functions curative, preventive, developmental and correctional; focus on social functioning (Bartlett 1970); process of engagement, assessment, planning, intervention, evaluation and termination.
  • UK: Poor Law 1601, Amendment Act 1834 (workhouse, less eligibility), COS 1869, Toynbee Hall 1884, Beveridge 1942 (five giants), National Assistance Act 1948, Seebohm 1968. USA: COS Buffalo 1877, Hull House 1889, training 1898, Flexner 1915, Richmond's Social Diagnosis 1917, Milford 1923–29, Social Security Act 1935, NASW 1955.
  • India: Sir Dorabji Tata Graduate School of Social Work, Bombay, 1936 (Clifford Manshardt), renamed TISS in 1944; Delhi School of Social Work 1946; Central Social Welfare Board 1953 (Durgabai Deshmukh); no national licensing statute for social workers.
  • Reformers named the profession's fields, built its first agencies and used law: Rammohan Roy (sati, 1829), Vidyasagar (1856), the Phules (1848, 1873), Dayananda (1875), Ranade (1887), Vivekananda (1897), Gokhale (1905), N. M. Joshi (1911), Periyar (1925), Ambedkar (1924, 1927), Gandhi (1932) and Vinoba (1951).

Practice questions (10)

Attempt each one before opening the answer. Every explanation names the tempting wrong option as well as the right one, because that is where marks are lost.

  1. The Global Definition of the Social Work Profession adopted in 2014 was approved by which two bodies?

    1. The NASW and the CSWE
    2. The ILO and UNESCO
    3. The IFSW and the IASSW
    4. UNICEF and the World Health Organization
    Show answer

    Answer: C — The IFSW and the IASSW

    The International Federation of Social Workers and the International Association of Schools of Social Work approved it at Melbourne in July 2014. The NASW and CSWE are American national bodies, and the UN agencies named do not define the profession.
  2. Hull House, the best-known American settlement, was founded in Chicago in 1889 by:

    1. Lillian Wald and Stanton Coit
    2. Mary Richmond and Gordon Hamilton
    3. Samuel Barnett and Octavia Hill
    4. Jane Addams and Ellen Gates Starr
    Show answer

    Answer: D — Jane Addams and Ellen Gates Starr

    Jane Addams and Ellen Gates Starr opened Hull House in 1889. Samuel Barnett founded Toynbee Hall in London (1884), Stanton Coit the Neighbourhood Guild in New York (1886), Lillian Wald the Henry Street Settlement, and Richmond and Hamilton were casework theorists.
  3. In which year was the Elizabethan Poor Law, which made each English parish responsible for its poor, enacted? Type the year.

    Numerical answer — type the value.

    Show answer

    Answer: 1601

    The Poor Relief Act of 1601 codified parish responsibility through overseers of the poor. It is not the 1834 Poor Law Amendment Act, which created the workhouse system and the principle of less eligibility.
  4. The first school of social work in India, opened in Bombay in 1936, was:

    1. The Sir Dorabji Tata Graduate School of Social Work
    2. The Madras School of Social Work
    3. The Faculty of Social Work at Baroda
    4. The Delhi School of Social Work
    Show answer

    Answer: A — The Sir Dorabji Tata Graduate School of Social Work

    The Sir Dorabji Tata Graduate School of Social Work opened in 1936 under Clifford Manshardt and became the Tata Institute of Social Sciences in 1944. The Delhi School came in 1946, and Madras and Baroda later still.
  5. Which of the following are treated as primary (direct) methods of social work? Select all that apply.

    1. Social group work
    2. Social casework
    3. Community organisation
    4. Social welfare administration
    Show answer

    Answer: A — Social group work; B — Social casework; C — Community organisation

    Casework, group work and community organisation work directly with people. Social welfare administration, like research and social action, is classed as a secondary or auxiliary method that supports direct practice.
  6. Assertion (A): Social casework traces its origins to the Charity Organisation Society. Reason (R): The Charity Organisation Society's friendly visitors investigated and recorded the circumstances of each applicant. Choose the correct option.

    1. Both A and R are true, and R is the correct explanation of A
    2. Both A and R are true, but R is not the correct explanation of A
    3. A is true, but R is false
    4. A is false, but R is true
    Show answer

    Answer: A — Both A and R are true, and R is the correct explanation of A

    Both are true and the reason explains the assertion: individual investigation, recording and visiting were the practices that Mary Richmond, herself a COS worker, systematised into casework in Social Diagnosis (1917).
  7. Which reformer founded the Satyashodhak Samaj in 1873?

    1. Gopal Krishna Gokhale
    2. Jyotirao Phule
    3. M. G. Ranade
    4. Swami Dayananda Saraswati
    Show answer

    Answer: B — Jyotirao Phule

    Jyotirao Phule founded the Satyashodhak Samaj in 1873, the year he published Gulamgiri. Dayananda founded the Arya Samaj (1875), Ranade led the Indian National Social Conference (1887) and Gokhale founded the Servants of India Society (1905).
  8. Who argued in 1915 that social work was not yet a profession because it lacked a specific, transmissible technique of its own?

    1. Ernest Greenwood
    2. Abraham Flexner
    3. Walter Friedlander
    4. Harriett Bartlett
    Show answer

    Answer: B — Abraham Flexner

    Abraham Flexner made the argument to the National Conference of Charities and Correction in 1915. Greenwood answered it in 1957 by listing five attributes that social work already had; Bartlett wrote on the common base of practice (1970), and Friedlander gave a well-known definition.
  9. Which of the following were among the five "giant evils" named in the Beveridge Report of 1942? Select all that apply.

    1. Ignorance
    2. Crime
    3. Idleness
    4. Squalor
    Show answer

    Answer: A — Ignorance; C — Idleness; D — Squalor

    Beveridge named Want, Disease, Ignorance, Squalor and Idleness. Crime was not one of the five; the report addressed income, health, education, housing and employment, which became the pillars of the post-war welfare state.
  10. The principle of "less eligibility", that the condition of a person on relief must be less desirable than that of the lowest independent labourer, is associated with:

    1. The Seebohm Report of 1968
    2. The Elizabethan Poor Law of 1601
    3. The Poor Law Amendment Act of 1834
    4. The Beveridge Report of 1942
    Show answer

    Answer: C — The Poor Law Amendment Act of 1834

    Less eligibility was the organising principle of the 1834 Act and its workhouse system. The 1601 law created parish responsibility, Beveridge argued for universal social insurance, and Seebohm for unified social services departments, both rejecting the deterrent logic of 1834.