Recent Western Philosophy III: Phenomenology and Existentialism (Husserl, Heidegger, Kierkegaard, Sartre, Merleau-Ponty)

The second block of Unit 6 is phenomenology and existentialism. Husserl founded phenomenology as the rigorous description of experience; Heidegger turned it into an enquiry into the meaning of Being through the being that we are; Kierkegaard, a century earlier, made subjectivity and the leap of faith central to existence; Sartre joined the two currents in an existentialism of radical freedom; and Merleau-Ponty returned phenomenology to perception and the lived body. The syllabus items for each are covered in turn. It prints "Morleau-Ponty"; the philosopher is Maurice Merleau-Ponty. NET Education's philosophy chapter treats existentialism for its educational aims; this chapter treats it as a theory of consciousness, being and freedom.

1. Husserl: method, rigorous science, intentionality, reduction and intersubjectivity

Edmund Husserl (1859–1938) called for a return "to the things themselves": philosophy should describe how things are given in experience, before any theory about them. In "Philosophy as a Rigorous Science" (1911, in the journal Logos) he argued that philosophy has never yet been a science, and that the two current substitutes fail: naturalism, which reduces consciousness and logic to natural facts, and historicism with its worldview-philosophy, which reduces truth to the outlook of an age and ends in relativism. Phenomenology would give philosophy a rigorous foundation in the essential structures of consciousness.

  • Intentionality: taken from Brentano, it is the character of consciousness as always consciousness of something. Husserl analyses every intentional experience into the act (noesis), such as perceiving, remembering or judging, and the object as intended (noema), the tree as perceived; the same object can be given through different acts and different noemata.
  • Phenomenological reduction: the natural attitude takes the existence of the world for granted. The epochē suspends, or "brackets", this belief, not doubting it as Descartes did but putting it out of play, so that attention turns to the world as it appears to consciousness. The transcendental reduction leads back to the pure ego and its constituting acts; the eidetic reduction, by free imaginative variation, grasps the invariant essence (eidos) of a kind of experience.
  • Intersubjectivity: the fifth of the Cartesian Meditations (1931) meets the charge of solipsism. I experience another body as a lived body like mine through "pairing" and an analogical apperception (empathy, Einfühlung); the other is given as another subject whose experience I cannot live. The objective world is constituted intersubjectively, as the world for all of us, and the late Crisis of the European Sciences develops the shared "life-world" (Lebenswelt).

2. Heidegger: Being, Dasein, being-in-the-world and technology

Martin Heidegger (1889–1976), Husserl's student, opened Being and Time (1927) by reviving "the question of the meaning of Being", which he said the tradition had forgotten by treating Being as if it were a being, the highest or most general thing. The ontological difference separates Being from beings. The way into the question is through the one being for whom its own Being is an issue: Dasein ("being-there"), Heidegger's term for the human mode of existence. Dasein's essence lies in its existence: it is always its possibilities, not a thing with fixed properties.

  • Being-in-the-world (In-der-Welt-sein): Dasein is not a subject inside a box looking out at objects; it is always already involved in a world of meaningful equipment. Things are first encountered as ready-to-hand (zuhanden), like a hammer in use, and only when they break or we stand back as present-at-hand (vorhanden), objects with properties. The structure of Dasein's being is care (Sorge).
  • Thrownness, falling and authenticity: Dasein finds itself thrown into a world it did not choose, and for the most part it lives inauthentically, absorbed in "the they" (das Man), doing what one does. Anxiety and being-towards-death, facing death as one's ownmost, non-relational and certain possibility, call Dasein back to an authentic existence in which it chooses itself.
  • Critique of technological civilisation ("The Question Concerning Technology", 1954): the essence of modern technology is nothing technological but a way of revealing, Gestell (enframing), which challenges nature to deliver energy and discloses everything, human beings included, as standing-reserve (Bestand) to be ordered and used. A hydroelectric plant sets the Rhine up as a water-power supplier. The danger is that this becomes the only way things show up; Heidegger quotes Hölderlin, "where danger is, grows the saving power also", and later speaks of releasement (Gelassenheit) toward things.

3. Kierkegaard: subjectivity as truth and the leap of faith

Søren Kierkegaard (1813–1855), writing largely under pseudonyms against Hegel's system and the complacent Christianity of Denmark, is regarded as the father of existentialism. In the Concluding Unscientific Postscript (1846), under the name Johannes Climacus, he contrasts objective truth, where attention goes to what is believed, with subjective truth, where it goes to how it is believed. "Subjectivity is truth": for an existing individual, the truth that matters is "an objective uncertainty held fast in an appropriation-process of the most passionate inwardness". Faith is exactly this, and a system of objective proofs would only destroy it.

  • The leap: one does not reach faith by a gradual quantitative approach through evidence and reasoning; it requires a qualitative "leap", a decision of the whole person in the face of the absurd (for Kierkegaard, that the eternal God became a man in time). The phrase "leap of faith" is the usual summary, though Kierkegaard speaks of "the leap" and "the leap into faith".
  • Fear and Trembling (1843, by "Johannes de silentio") uses Abraham's willingness to sacrifice Isaac to pose the "teleological suspension of the ethical": the knight of faith stands in an absolute relation to God above the universal ethical, which the tragic hero, such as Agamemnon, never leaves.
  • Stages on life's way: the aesthetic (life for pleasure and the interesting, ending in boredom and despair), the ethical (commitment to duty and choice of oneself, as in the judge of Either/Or, 1843) and the religious (the individual before God). One moves between them not by argument but by choice.

4. Sartre and Merleau-Ponty

Jean-Paul Sartre (1905–1980) set out his ontology in Being and Nothingness (1943). Being-in-itself (en-soi) is the being of things: full, solid, simply what it is. Being-for-itself (pour-soi) is consciousness: it is a nothingness, a gap in being, always beyond what it is towards what it is not yet. Because consciousness is not a thing with a fixed nature, human beings are free: "man is condemned to be free", condemned because he did not create himself, yet free because once thrown into the world he is responsible for everything he does. For human beings "existence precedes essence": we first exist and then define ourselves by our choices.

  • Bad faith (mauvaise foi): lying to oneself to escape the anguish of freedom, by pretending to be a thing with a fixed nature or by denying one's facticity. Sartre's examples: the café waiter whose movements are a little too precise, playing at being a waiter as if that were his essence; and the woman who lets her hand be taken while pretending not to notice, treating her hand as a mere thing.
  • Humanism: in the lecture "Existentialism is a Humanism" (1945), Sartre answers critics: since there is no God to define human nature, man is nothing but what he makes of himself. In choosing for myself I choose an image of what man ought to be, so I am responsible for all humanity; hence anguish, abandonment (no God, no given values) and despair (relying only on what depends on my will).

Maurice Merleau-Ponty (1908–1961) argued in Phenomenology of Perception (1945) for the primacy of perception: perception is not the reception of sense-data by a mind nor a physiological process, but the original, pre-reflective contact of an embodied subject with the world. Consciousness is embodied: "I am my body", not a mind that owns one. The lived body (le corps propre) has its own "motor intentionality" and bodily know-how, shown in habits such as typing and in cases like the phantom limb, where a lost arm is still lived as available for action. Against both empiricism and intellectualism, meaning is found already in the body's engagement with its surroundings; his late work speaks of "the flesh" (la chair) of the world.

⚠️ Existence precedes essence
The slogan is Sartre's and applies to human beings only: a paper-knife's essence (its concept in the maker's mind) precedes its existence, but there is no maker of man. Heidegger rejected being called an existentialist in Sartre's sense ("Letter on Humanism", 1946). Kierkegaard's "subjectivity is truth" concerns how truth is held, not a claim that truth is whatever one feels.

Key takeaways

  • Husserl: "to the things themselves"; "Philosophy as a Rigorous Science" (1911) against naturalism and historicism; intentionality (noesis and noema); epochē and the transcendental and eidetic reductions; intersubjectivity through pairing and empathy (fifth Cartesian Meditation).
  • Heidegger: the question of the meaning of Being; Dasein, whose being is an issue for it; being-in-the-world, ready-to-hand and present-at-hand, care, das Man, being-towards-death; technology as Gestell revealing everything as standing-reserve.
  • Kierkegaard: subjectivity is truth, an objective uncertainty held fast in passionate inwardness (Postscript, 1846); the leap into faith; the teleological suspension of the ethical (Fear and Trembling); aesthetic, ethical and religious stages.
  • Sartre: in-itself and for-itself; condemned to be free; existence precedes essence; bad faith (the waiter); "Existentialism is a Humanism" (1945): anguish, abandonment, despair, responsibility for all.
  • Merleau-Ponty (not "Morleau-Ponty"): primacy of perception; embodied consciousness ("I am my body"); motor intentionality; the phantom limb; the flesh of the world.

Practice questions (10)

Attempt each one before opening the answer. Every explanation names the tempting wrong option as well as the right one, because that is where marks are lost.

  1. "Man is condemned to be free" is a claim of:

    1. Jean-Paul Sartre
    2. Martin Heidegger
    3. Maurice Merleau-Ponty
    4. Søren Kierkegaard
    Show answer

    Answer: A — Jean-Paul Sartre

    Sartre says it in Being and Nothingness and repeats it in "Existentialism is a Humanism": condemned because we did not create ourselves, free because we are responsible for all we do.
  2. In Husserl's phenomenology, the "bracketing" of the natural attitude's belief in the existence of the world is called:

    1. Gestell
    2. Aufhebung
    3. Epochē
    4. Noema
    Show answer

    Answer: C — Epochē

    The epochē suspends the belief without denying or doubting it. The noema is the object as intended, Gestell is Heidegger's enframing and Aufhebung is Hegel's sublation.
  3. For Heidegger, the essence of modern technology is:

    1. The alienation of labour under capitalism
    2. The application of natural science to industry
    3. A neutral instrument that can be used well or badly
    4. Gestell (enframing), a revealing of everything as standing-reserve
    Show answer

    Answer: D — Gestell (enframing), a revealing of everything as standing-reserve

    "The Question Concerning Technology" says the essence of technology is nothing technological but enframing, which challenges nature and discloses things as resources. Heidegger explicitly rejects the instrumental view as correct but not true to the essence; alienated labour is Marx's analysis.
  4. "Subjectivity is truth" appears in which work of Kierkegaard?

    1. Being and Time
    2. Fear and Trembling
    3. Concluding Unscientific Postscript
    4. Phenomenology of Perception
    Show answer

    Answer: C — Concluding Unscientific Postscript

    The Postscript (1846), under the pseudonym Johannes Climacus, develops subjectivity as truth. Fear and Trembling treats Abraham and the teleological suspension of the ethical; the other two are Heidegger's and Merleau-Ponty's.
  5. Merleau-Ponty uses the phantom limb chiefly to show that:

    1. Perception is the reception of sense-data by the mind
    2. The lived body has a pre-reflective motor intentionality not reducible to physiology or to judgement
    3. The mind is a ghost in the machine
    4. All consciousness is bad faith
    Show answer

    Answer: B — The lived body has a pre-reflective motor intentionality not reducible to physiology or to judgement

    The amputee still lives the arm as available for action, which neither a purely physiological account nor an intellectualist account in terms of belief can explain; the body-subject's practical grip on the world does. The sense-data view is what he rejects, the ghost is Ryle's phrase, and bad faith is Sartre's.
  6. Assertion (A): For Sartre, existence precedes essence in the case of human beings. Reason (R): For Sartre, there is no God whose conception of human nature could precede human existence. Choose the correct option.

    1. Both A and R are true, and R is the correct explanation of A
    2. Both A and R are true, but R is not the correct explanation of A
    3. A is true, but R is false
    4. A is false, but R is true
    Show answer

    Answer: A — Both A and R are true, and R is the correct explanation of A

    Both are true and R explains A. A paper-knife's essence precedes it in its maker's mind; with no maker of man, human beings first exist and then make themselves what they are.
  7. Assertion (A): Husserl's epochē is the same as Descartes's methodical doubt. Reason (R): Husserl was influenced by Descartes and called one of his works Cartesian Meditations. Choose the correct option.

    1. Both A and R are true, and R is the correct explanation of A
    2. Both A and R are true, but R is not the correct explanation of A
    3. A is true, but R is false
    4. A is false, but R is true
    Show answer

    Answer: D — A is false, but R is true

    A is false: the epochē does not doubt or deny the world's existence but suspends the belief and puts it out of play, to describe the world as it appears. R is true: the Cartesian Meditations (1931) acknowledge the debt while departing from Descartes's method.
  8. Which of the following are concepts from Heidegger's Being and Time? Select all that apply.

    1. Ready-to-hand
    2. Das Man (the they)
    3. Being-towards-death
    4. Bad faith
    Show answer

    Answer: A — Ready-to-hand; B — Das Man (the they); C — Being-towards-death

    Being-towards-death, the ready-to-hand and das Man are all from Being and Time (1927). Bad faith is Sartre's concept in Being and Nothingness (1943).
  9. Which of the following did Husserl reject in "Philosophy as a Rigorous Science"? Select all that apply.

    1. Historicism
    2. Naturalism
    3. The description of the essential structures of consciousness
    4. The aim of making philosophy a rigorous science
    Show answer

    Answer: A — Historicism; B — Naturalism

    The 1911 essay rejects naturalism and historicism with its worldview-philosophy. It affirms the aim of philosophy as rigorous science and proposes phenomenology, the description of essential structures of consciousness, as the way to achieve it.
  10. In which year was Heidegger's Being and Time published? Type the year.

    Numerical answer — type the value.

    Show answer

    Answer: 1927

    1927, in Husserl's Jahrbuch für Philosophie und phänomenologische Forschung, dedicated to Husserl. Sartre's Being and Nothingness followed in 1943.