Intellectual Property I: Concept and Theories, the International Conventions, Copyright and Neighbouring Rights, and the Law of Patents
2. International conventions on intellectual property
| Instrument | Year | Core rules |
|---|---|---|
| Paris Convention for the Protection of Industrial Property | 1883 | National treatment; right of priority (twelve months for patents and utility models, six months for trade marks and industrial designs); independence of patents; India joined in 1998 |
| Berne Convention for the Protection of Literary and Artistic Works | 1886 | National treatment; automatic protection without formalities; a minimum term of the author's life plus fifty years; moral rights (Article 6bis) |
| Rome Convention | 1961 | Neighbouring rights of performers, producers of phonograms and broadcasting organisations; India is not a party |
| TRIPS Agreement | 1994, in force 1995 | Minimum standards for all WTO members, enforcement obligations and WTO dispute settlement; national treatment and most-favoured-nation treatment; patents for products and processes in all fields of technology for twenty years (Articles 27 and 33); compulsory licences (Article 31); developing countries had until 2005 to introduce product patents in fields such as pharmaceuticals |
| Doha Declaration on the TRIPS Agreement and Public Health | 2001 | TRIPS should be interpreted to support public health and access to medicines; each member may determine the grounds for compulsory licences and what constitutes a national emergency |
| WIPO treaties | 1970 to 2013 | Patent Cooperation Treaty (1970); Budapest Treaty on deposit of micro-organisms (1977); Madrid Protocol on trade marks (1989; India joined in 2013); WIPO Copyright Treaty and WIPO Performances and Phonograms Treaty (1996; India acceded in 2018); Marrakesh Treaty for visually impaired persons (2013; India was the first to ratify) |
3. Copyright and neighbouring rights
Under section 13 of the Copyright Act 1957 copyright subsists in original literary, dramatic, musical and artistic works, cinematograph films and sound recordings. Copyright protects expression, not ideas: in R.G. Anand v Deluxe Films (1978) the Supreme Court held that there can be no copyright in an idea, theme or plot, and that the test of infringement is whether a lay viewer, after seeing both works, would get an unmistakable impression that one is a copy of the other. Originality requires a minimal degree of creativity, not mere labour: in Eastern Book Company v D.B. Modak (2008) the Court held that copy-edited judgments were protected only in the creative inputs, such as headnotes and paragraph numbering, and not in the text of the judgments. Registration is optional; copyright arises on creation.
| Right | Term | Provision |
|---|---|---|
| Literary, dramatic, musical and artistic works (including photographs since 2012) | The author's lifetime plus sixty years | s.22 |
| Cinematograph films and sound recordings | Sixty years from publication | ss.26 and 27 |
| Broadcast reproduction right (a neighbouring right) | Twenty-five years from the year following the broadcast | s.37 |
| Performer's right (a neighbouring right) | Fifty years from the year following the performance | s.38 |
| Author's special (moral) rights | The rights to claim authorship and to restrain distortion or mutilation prejudicial to honour or reputation, independent of the economic right | s.57 |
- Limitations and exceptions: fair dealing for private or personal use including research, criticism or review, and reporting of current events (s.52(1)(a)); reproduction in judicial proceedings; use in the course of instruction; and, since 2012, adaptation and reproduction in accessible formats for persons with disabilities (s.52(1)(zb)). In University of Oxford v Rameshwari Photocopy Services (Delhi High Court, 2016) the preparation of course packs for students was held capable of falling within the exception for reproduction by a teacher or pupil in the course of instruction, to the extent justified by that purpose.
- Infringement (s.51) is remedied civilly by injunction, damages and accounts of profits (s.55), and criminally by imprisonment from six months to three years and fine (s.63).
- The 2012 amendment added statutory licensing for broadcasting (s.31D) and secured royalties for authors of literary and musical works incorporated in films and sound recordings.
4. The law of patents
An invention (section 2(1)(j) of the Patents Act 1970) is a new product or process involving an inventive step and capable of industrial application. Inventive step (section 2(1)(ja)) means a feature that involves technical advance over existing knowledge or has economic significance, or both, and makes the invention not obvious to a person skilled in the art. Section 3 lists what are not inventions, including frivolous inventions or those contrary to public order or morality, the mere discovery of a scientific principle, the mere discovery of a new form of a known substance that does not enhance its known efficacy (section 3(d)), a mere admixture, methods of agriculture, methods of treatment, plants and animals other than micro-organisms, a mathematical or business method or a computer programme per se or algorithms (section 3(k)), and traditional knowledge (section 3(p)); section 4 excludes inventions relating to atomic energy. The Patents (Amendment) Act 2005 introduced product patents for food, chemicals and pharmaceuticals to comply with TRIPS.
| Stage or rule | Content |
|---|---|
| Application and specification | Application under section 7; a provisional specification must be followed by a complete specification within twelve months (section 9) |
| Publication and examination | Publication after eighteen months from the date of filing or priority (section 11A); examination only on a request for examination within the prescribed period (section 11B) |
| Opposition | Pre-grant opposition by any person after publication (section 25(1)); post-grant opposition by any person interested within one year of publication of the grant (section 25(2)) |
| Term and rights | Twenty years from the date of filing (section 53), subject to renewal fees; the patentee has the exclusive right to prevent others from making, using, selling or importing (section 48) |
| Compulsory licence | Any person may apply after three years from the grant on the grounds that the reasonable requirements of the public are not satisfied, the invention is not available at a reasonably affordable price, or it is not worked in India (section 84); also for national emergency or extreme urgency (section 92) |
| Exceptions and remedies | Research use and regulatory ("Bolar") use, and parallel imports, are not infringement (section 107A); remedies for infringement are injunction and damages or an account of profits (section 108) |
In Novartis AG v Union of India (1 April 2013) the Supreme Court upheld the rejection of a patent application for the beta crystalline form of imatinib mesylate, a cancer drug. It held that the new form was a new form of a known substance and that "efficacy" in section 3(d), for a medicine, means therapeutic efficacy; physical properties such as better flow or bioavailability did not by themselves show enhanced therapeutic efficacy. India's first compulsory licence under section 84 was granted by the Controller of Patents to Natco Pharma in March 2012 for Bayer's cancer drug sorafenib tosylate (sold as Nexavar), on all three grounds, and was upheld on appeal.
Key takeaways
- Intellectual property is incorporeal, territorial and mostly time-limited; its justifications are Locke's labour theory, Hegel's personality theory, utilitarian incentive and social planning.
- Paris (1883) covers industrial property and Berne (1886) copyright; TRIPS (1994, in force 1995) sets minimum standards with WTO enforcement; the Doha Declaration (2001) affirms public health.
- Copyright protects expression, not ideas (R.G. Anand, 1978), and needs a modicum of creativity (Eastern Book Co, 2008); literary works last for life plus sixty years (s.22); performers fifty and broadcasters twenty-five years.
- A patentable invention is new, inventive and industrially applicable (s.2(1)(j)); section 3 lists non-inventions, including 3(d) and 3(k); the term is twenty years from filing (s.53).
- Novartis (2013) read "efficacy" in s.3(d) as therapeutic efficacy; the first compulsory licence under s.84 went to Natco for sorafenib in 2012.
Practice questions (10)
Attempt each one before opening the answer. Every explanation names the tempting wrong option as well as the right one, because that is where marks are lost.
Under the Patents Act 1970, the term of a patent is:
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Answer: A — Twenty years from the date of filing the application
Section 53, in line with Article 33 of TRIPS, gives twenty years from the date of filing, subject to payment of renewal fees. Ten years renewable indefinitely describes a trade mark; life plus sixty years describes copyright in literary works.In Novartis AG v Union of India (2013), the Supreme Court held that "efficacy" in section 3(d), in the case of a medicine, means:
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Answer: B — Therapeutic efficacy
The Court held that for a medicine, efficacy means therapeutic efficacy, so the beta crystalline form of imatinib mesylate had to show enhanced therapeutic effect over the known substance; improved flow, stability or bioavailability alone did not suffice.Assertion (A): There is no copyright in an idea, theme or plot. Reason (R): Copyright protects the particular form of expression of an idea. Choose the correct option.
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Answer: A — Both A and R are true, and R is the correct explanation of A
Both are true and R explains A. Because copyright protects expression, an idea can be freely used by others provided they express it differently; R.G. Anand v Deluxe Films (1978) applied this to films on the same theme.India's first compulsory licence under section 84 of the Patents Act was granted in 2012 to:
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Answer: C — Natco Pharma, for Bayer's sorafenib tosylate
The Controller granted Natco a compulsory licence for sorafenib tosylate (Nexavar) in March 2012 on the grounds of unmet public requirements, unaffordable price and non-working in India. Imatinib concerns the Novartis patentability case, not a compulsory licence.Which of the following are not inventions under section 3 of the Patents Act 1970? Select all that apply.
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Answer: A — A computer programme per se; C — A new use of a known substance, without more; D — A method of agriculture
Computer programmes per se (s.3(k)), methods of agriculture (s.3(h)) and the mere new use of a known substance (s.3(d)) are excluded. A new process with an inventive step and industrial application is the definition of an invention in section 2(1)(j).Under the Paris Convention (1883), the period of priority for patent applications is:
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Answer: D — Twelve months
Article 4 gives twelve months for patents and utility models and six months for trade marks and industrial designs. Eighteen months is the publication period under the Indian Act, and thirty months relates to the national phase under the Patent Cooperation Treaty.Assertion (A): In University of Oxford v Rameshwari Photocopy Services, the preparation of course packs for students was held capable of falling within a statutory exception to infringement. Reason (R): Copyright in a literary work lasts for sixty years from its first publication. Choose the correct option.
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Answer: C — A is true, but R is false
A is true: the Delhi High Court applied the exception for reproduction in the course of instruction. R is false: copyright in a literary work lasts for the author's lifetime plus sixty years (s.22); sixty years from publication applies to films and sound recordings.Which of the following are grounds for a compulsory licence under section 84 of the Patents Act 1970? Select all that apply.
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Answer: A — The patented invention is not worked in the territory of India; C — The patented invention is not available at a reasonably affordable price; D — The reasonable requirements of the public have not been satisfied
Section 84 lists unmet reasonable requirements, unaffordable price and non-working in India, and an application may be made after three years from the grant. The nationality of the patentee is not a ground; TRIPS forbids discrimination on that basis.Which theory of intellectual property most directly grounds the author's moral rights of attribution and integrity?
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Answer: A — Hegel's personality theory
The personality theory treats a work as an extension of the author's personality, which explains why the author can object to distortion even after assigning the economic rights, as section 57 allows. Labour and utilitarian theories justify economic rights rather than moral rights.Under section 38 of the Copyright Act 1957, for how many years does a performer's right subsist? Type the number.
Numerical answer — type the value.
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Answer: 50
A performer's right subsists for fifty years from the beginning of the calendar year following the year of the performance; the broadcast reproduction right under section 37 lasts twenty-five years.