Energy and Environment I: The Sun and its Spectrum, the Fossil Fuels — Coal, Petroleum and Natural Gas — with Shale Oil, Coal Bed Methane and Gas Hydrates, Gross and Net Calorific Value, and Nuclear Fission, Fusion, Fuels and Reactors

Unit V is energy and the environment. This chapter takes the conventional and nuclear sources: the Sun as the source of energy and the spectral character of solar radiation; the classification, composition, physico-chemical characteristics and energy content of coal, petroleum and natural gas; the unconventional hydrocarbons, shale oil, coal bed methane and gas hydrates; gross and net calorific value, with the conversion worked; and nuclear energy, fission and fusion, nuclear fuels and the principles and types of reactor, with India's three-stage programme. The renewable sources, bioenergy and the environmental implications of energy use follow in the next chapter.

1. The Sun as the source of energy, and the spectral characteristics of solar radiation

The Sun is a main-sequence star whose core, at about 15 million K, fuses hydrogen into helium, chiefly by the proton-proton chain; the mass lost in the reaction is converted to energy according to E = mc². The energy works its way out and is radiated from the photosphere at about 5,800 K. Almost every energy source on Earth is ultimately solar: sunlight directly; wind and waves, driven by uneven solar heating; hydropower, from the solar-driven water cycle; biomass, from photosynthesis; and fossil fuels, which are ancient photosynthesis stored in rock. Only nuclear, geothermal and tidal energy are not.

At the top of the atmosphere solar radiation arrives at about 1,361 W/m², the solar constant, with a spectrum close to that of a black body at 5,800 K peaking near 0.5 µm. Roughly 8% is ultraviolet, 40 to 45% visible and about half infrared. The ultraviolet is divided into UV-C (100 to 280 nm), absorbed entirely by oxygen and ozone; UV-B (280 to 315 nm), mostly absorbed by stratospheric ozone and responsible for sunburn, skin cancer and cataracts; and UV-A (315 to 400 nm), which largely reaches the surface. Passing through the atmosphere, the beam is attenuated by absorption (ozone, water vapour, carbon dioxide) and scattering (Rayleigh scattering by molecules, which makes the sky blue, and Mie scattering by aerosols), so that at the surface on a clear day around 1,000 W/m² arrives, as direct beam and diffuse sky radiation. The longer the path, measured as the air mass, the greater the attenuation, which is why the low Sun of morning and winter delivers less energy.

2. Fossil fuels: classification, composition, characteristics and energy content of coal, petroleum and natural gas

Coal forms from plant matter buried in swamps and transformed by heat and pressure over millions of years, a process called coalification. Its rank rises from peat through lignite (brown coal) and sub-bituminous and bituminous coal to anthracite: with rising rank, carbon content increases from about 60% to over 90%, moisture and volatile matter decrease, and calorific value increases. Coal is characterised by proximate analysis (moisture, volatile matter, ash and fixed carbon, determined by heating) and ultimate analysis (the elemental composition, carbon, hydrogen, nitrogen, sulphur and oxygen). Most Indian coal is bituminous to sub-bituminous coal of Gondwana age, from the Damodar, Mahanadi, Son and Godavari valleys, with high ash, commonly 30 to 45%, and low sulphur, usually below 1%; lignite is mined at Neyveli in Tamil Nadu and in Gujarat and Rajasthan. High ash means large volumes of fly ash and a need for particulate control; low sulphur means less sulphur dioxide per tonne than many imported coals.

FuelCompositionTypical gross calorific valueCO₂ per unit of energy
Lignite60 to 70% carbon, high moistureAbout 10 to 20 MJ/kgHighest
Bituminous coal75 to 90% carbonAbout 24 to 35 MJ/kg (Indian high-ash coal often much lower)High, about 95 kg CO₂ per GJ
AnthraciteOver 90% carbon, little volatile matterAbout 30 to 33 MJ/kgHigh
Crude oil and productsMixture of alkanes, cycloalkanes and aromatics, with sulphur, nitrogen and oxygen compoundsAbout 42 to 46 MJ/kgIntermediate, about 73 kg CO₂ per GJ
Natural gasMostly methane, with ethane, propane, butane, carbon dioxide, nitrogen and sometimes hydrogen sulphideAbout 50 to 55 MJ/kgLowest, about 56 kg CO₂ per GJ

Petroleum forms from marine plankton buried in fine sediments, where heat in the "oil window" (roughly 60 to 150 °C) converts the organic matter first to kerogen and then to oil and, at higher temperature, to gas; it migrates upward until trapped beneath an impermeable cap rock. Crude oil is refined by fractional distillation into liquefied petroleum gas, petrol, naphtha, kerosene and aviation fuel, diesel, fuel oil, lubricants and bitumen, in order of rising boiling point. Crude with little sulphur is "sweet" and with much sulphur "sour". Natural gas, largely methane, is the cleanest-burning fossil fuel: it emits almost no sulphur dioxide or particulate matter and, per unit of energy, a little over half the carbon dioxide of coal, because much of its energy comes from oxidising hydrogen to water rather than carbon to CO₂. Methane itself is a potent greenhouse gas, so leaks from wells and pipelines erode that advantage.

3. Shale oil, coal bed methane and gas hydrates

ResourceWhat it isHow it is produced, and the concerns
Shale oil and shale gasOil ("tight oil") and gas held in very low-permeability shale; distinct from oil shale, a rock rich in immature kerogen that must be heated (retorted) to yield oilHorizontal drilling with multi-stage hydraulic fracturing, which transformed United States output after about 2008; concerns are large water use, contamination by fracturing fluids and flowback water, induced seismicity and methane leakage
Coal bed methane (CBM)Methane generated during coalification and adsorbed on the internal surfaces of coal seamsWells pump out water to lower the pressure so that the gas desorbs; India's first commercial production began in the Raniganj coalfield in 2007; the large volumes of produced water must be managed, and capturing the methane cuts a greenhouse gas that coal mining would otherwise vent
Gas hydratesIce-like solids (clathrates) in which methane molecules are trapped in cages of water molecules, stable only at high pressure and low temperature, in permafrost and in sediments of continental marginsOne cubic metre of hydrate releases about 164 m³ of methane at standard conditions; India's national gas hydrate programme found substantial deposits in the Krishna-Godavari basin in 2006; commercial extraction is not yet established, and warming of the oceans could destabilise hydrates and release methane
⚠️ Shale oil is not oil shale
Shale oil (tight oil) is mature liquid oil trapped in shale and released by fracturing. Oil shale is a rock containing kerogen, the precursor of oil, which has not been heated enough in nature and must be heated in a retort. The two are easily confused in options that describe one with the other's production method.

4. Gross and net calorific value

The calorific value of a fuel is the heat released by burning a unit mass (or volume) completely. When a fuel containing hydrogen burns, water is formed, and any moisture in the fuel is evaporated. The gross calorific value (GCV), or higher heating value, assumes that this water is condensed and its latent heat recovered; it is what a bomb calorimeter measures. The net calorific value (NCV), or lower heating value, assumes that the water leaves as vapour, as it does from most boilers and engines, and so is smaller: NCV = GCV − (mass of water per kg of fuel × latent heat of vaporisation, about 2.44 MJ/kg at 25 °C), where the water comes from both the hydrogen (9 kg of water for each kg of hydrogen, since 2 g of hydrogen gives 18 g of water) and the fuel's own moisture.

A worked case: a fuel with a GCV of 25 MJ/kg contains 6% hydrogen and 10% moisture. Water formed per kg = 9 × 0.06 + 0.10 = 0.64 kg, so NCV = 25 − 0.64 × 2.44 = 25 − 1.56 ≈ 23.4 MJ/kg. The gap is largest for wet, hydrogen-rich fuels such as fresh biomass and municipal waste, and for natural gas, whose NCV is about 10% below its GCV, and smallest for dry anthracite. The GCV of a fuel can be estimated from its ultimate analysis by Dulong's formula, GCV ≈ 33.8C + 144(H − O/8) + 9.4S MJ/kg, with C, H, O and S as mass fractions; the term (H − O/8) counts only the hydrogen not already combined with the fuel's own oxygen.

5. Nuclear energy: fission and fusion, nuclear fuels, and the principles and types of reactor

In fission, a heavy nucleus such as uranium-235 absorbs a slow (thermal) neutron and splits into two lighter fragments, releasing about 200 MeV and two or three new neutrons; if on average at least one of these causes another fission, a self-sustaining chain reaction results. Fissile nuclides, uranium-235, plutonium-239 and uranium-233, fission with slow neutrons; fertile nuclides, uranium-238 and thorium-232, do not, but absorb neutrons and are converted into fissile plutonium-239 and uranium-233 respectively. Natural uranium is only about 0.7% uranium-235, the rest uranium-238; light-water reactors need it enriched to about 3 to 5%, while heavy-water reactors can use natural uranium. In fusion, light nuclei combine: deuterium and tritium fuse to helium-4 and a neutron, releasing 17.6 MeV. Fusion needs temperatures of the order of 100 million K to overcome electrostatic repulsion, and the international ITER tokamak under construction in France aims to demonstrate net fusion energy; fusion produces no long-lived fission products, but it is not yet a source of power.

Reactor componentFunctionMaterials
FuelSustains the chain reactionUranium dioxide pellets, natural or enriched, in zirconium-alloy cladding
ModeratorSlows fast fission neutrons to thermal energies at which uranium-235 fissions readilyLight water, heavy water or graphite
Control rodsAbsorb neutrons to regulate or stop the reactionBoron, cadmium, hafnium
CoolantCarries heat from the core to raise steamWater, heavy water, carbon dioxide or liquid sodium
Reflector and shieldingReturn escaping neutrons to the core; protect workers from radiationBeryllium or graphite; concrete, steel and water

The main reactor types differ in moderator and coolant. The pressurised water reactor (PWR), the commonest in the world, uses ordinary water under pressure as both moderator and coolant, with a separate steam generator; the Russian-designed VVER units at Kudankulam are of this kind. The boiling water reactor (BWR) lets the water boil in the core; India's first nuclear power station, Tarapur (1969), began with two BWRs. The pressurised heavy water reactor (PHWR), of the CANDU family, uses heavy water and natural uranium and is the mainstay of India's fleet. Fast breeder reactors have no moderator, are cooled by liquid sodium and produce more fissile material than they consume. The graphite-moderated, water-cooled RBMK was the Chernobyl design. India's three-stage programme, conceived by Homi Bhabha, matches this to its resources, modest uranium but large thorium reserves in the monazite sands of Kerala and Odisha: PHWRs burn natural uranium and produce plutonium; fast breeders use that plutonium and breed more, converting thorium to uranium-233; and a third stage is to run on thorium and uranium-233. Radioactive waste, especially high-level waste from spent fuel, remains the unresolved environmental problem, to be isolated for thousands of years in deep geological repositories.

Key takeaways

  • The Sun, fusing hydrogen to helium, is the ultimate source of all energy except nuclear, geothermal and tidal; about half its radiation is infrared, and stratospheric ozone absorbs most UV-B (280 to 315 nm).
  • Coal rank runs from peat and lignite to anthracite, with carbon and calorific value rising; Indian coal is Gondwana, high in ash and low in sulphur; natural gas emits about 56 kg CO₂ per GJ against about 95 for coal.
  • Shale oil is freed by horizontal drilling and fracturing, coal bed methane by dewatering coal seams (Raniganj, 2007), and gas hydrates, methane caged in ice, lie in the Krishna-Godavari basin.
  • NCV = GCV − (9H + moisture) × about 2.44 MJ/kg; the bomb calorimeter measures GCV, while boilers and engines deliver roughly the NCV.
  • Fission of uranium-235 releases about 200 MeV; U-238 and Th-232 are fertile; reactors combine fuel, moderator, control rods and coolant (PWR, BWR, PHWR, fast breeder, RBMK); India's three stages lead from natural uranium to thorium.

Practice questions (10)

Attempt each one before opening the answer. Every explanation names the tempting wrong option as well as the right one, because that is where marks are lost.

  1. Which rank of coal has the highest carbon content and the lowest volatile matter?

    1. Lignite
    2. Peat
    3. Anthracite
    4. Sub-bituminous coal
    Show answer

    Answer: C — Anthracite

    Coalification drives off moisture and volatiles and concentrates carbon, so anthracite, the highest rank, exceeds 90% carbon. Peat is the starting material, and lignite and sub-bituminous coal are low ranks with high moisture.
  2. A fuel has a gross calorific value of 25 MJ/kg and contains 6% hydrogen and 10% moisture by mass. Taking the latent heat of vaporisation of water as 2.44 MJ/kg, what is its net calorific value in MJ/kg, to one decimal place?

    Numerical answer — type the value.

    Show answer

    Answer: 23.4

    Water formed per kg of fuel = 9 × 0.06 (from hydrogen) + 0.10 (moisture) = 0.64 kg. NCV = 25 − 0.64 × 2.44 = 25 − 1.56 = 23.44, which is 23.4 MJ/kg. Forgetting the factor of 9 for hydrogen, or leaving out the moisture, understates the correction.
  3. The difference between the gross and net calorific values of a fuel is the

    1. latent heat of the water vapour formed from the fuel's hydrogen and moisture
    2. energy needed to ignite the fuel
    3. heat carried away by the nitrogen of the combustion air
    4. heat lost with the ash
    Show answer

    Answer: A — latent heat of the water vapour formed from the fuel's hydrogen and moisture

    GCV counts the latent heat released when the water in the flue gas condenses; NCV assumes the water leaves as vapour and subtracts it. Ash and nitrogen carry sensible heat, which is an efficiency loss, not part of the definition of calorific value.
  4. Which statements describe most Indian coal? Select all that apply.

    1. It is of Gondwana age
    2. It has a high ash content
    3. It is low in sulphur
    4. It is mostly anthracite
    Show answer

    Answer: A — It is of Gondwana age; B — It has a high ash content; C — It is low in sulphur

    Indian coal is chiefly Gondwana bituminous to sub-bituminous coal with ash commonly 30 to 45% and sulphur usually below 1%. Anthracite is rare in India; the high ash is why Indian power stations produce so much fly ash.
  5. The moderator in a pressurised heavy water reactor (PHWR) is

    1. boron carbide
    2. liquid sodium, as in a fast breeder
    3. heavy water, which lets the reactor run on natural uranium
    4. graphite, as in the RBMK
    Show answer

    Answer: C — heavy water, which lets the reactor run on natural uranium

    Heavy water absorbs very few neutrons, so a PHWR can sustain a chain reaction with natural uranium's 0.7% uranium-235. Graphite moderates the RBMK, liquid sodium is a coolant in fast reactors, which have no moderator, and boron carbide is a neutron absorber for control rods.
  6. Assertion (A): Natural gas emits less carbon dioxide per unit of energy than coal. Reason (R): Methane has a high hydrogen-to-carbon ratio, so a large part of its energy comes from forming water rather than carbon dioxide. Choose the correct option.

    1. Both A and R are true, and R is the correct explanation of A
    2. Both A and R are true, but R is not the correct explanation of A
    3. A is true, but R is false
    4. A is false, but R is true
    Show answer

    Answer: A — Both A and R are true, and R is the correct explanation of A

    Both are true and R explains A. CH₄ carries four hydrogen atoms per carbon, and burning hydrogen releases energy without producing CO₂, so natural gas emits about 56 kg of CO₂ per GJ against about 95 for coal, which is mostly carbon.
  7. Gas hydrates are best described as

    1. oil trapped in low-permeability shale
    2. methane adsorbed on the surfaces of coal seams
    3. ice-like solids in which methane is trapped in cages of water molecules, stable at high pressure and low temperature
    4. gas produced by the anaerobic digestion of manure
    Show answer

    Answer: C — ice-like solids in which methane is trapped in cages of water molecules, stable at high pressure and low temperature

    Gas hydrates are clathrates found in permafrost and continental-margin sediments, such as those of the Krishna-Godavari basin, and one cubic metre holds about 164 m³ of methane. Methane on coal is coal bed methane, oil in shale is tight oil, and manure gas is biogas.
  8. Which of the following are fertile rather than fissile nuclides? Select all that apply.

    1. Uranium-235
    2. Plutonium-239
    3. Uranium-238
    4. Thorium-232
    Show answer

    Answer: C — Uranium-238; D — Thorium-232

    Uranium-238 and thorium-232 do not fission with slow neutrons but absorb them and become fissile plutonium-239 and uranium-233. Uranium-235 and plutonium-239 are fissile, the fuels that sustain a thermal chain reaction; India's three-stage programme is built on converting the fertile thorium.
  9. What percentage of natural uranium, by mass, is the fissile isotope uranium-235? Give the answer to one decimal place.

    Numerical answer — type the value.

    Show answer

    Answer: 0.7

    Natural uranium is about 99.3% uranium-238 and only about 0.7% uranium-235. Light-water reactors need it enriched to about 3 to 5%, while heavy-water reactors such as India's PHWRs can run on natural uranium; weapons use far higher enrichment.
  10. Solar ultraviolet radiation of wavelength 280 to 315 nm, largely absorbed by stratospheric ozone and responsible for sunburn and skin cancer, is

    1. UV-A
    2. UV-C
    3. UV-B
    4. near infrared
    Show answer

    Answer: C — UV-B

    UV-B spans 280 to 315 nm; ozone absorbs most of it, so ozone depletion raises the UV-B reaching the surface. UV-A (315 to 400 nm) mostly reaches the ground, and UV-C (100 to 280 nm) is absorbed completely by oxygen and ozone.