Environmental Biology III: Biodiversity and its Conservation — Types, Values and Threats, Hotspots, Measures of Diversity, In Situ, Ex Situ and In Vitro Conservation, Protected Areas and Sacred Groves, Gene Pools, Biopiracy and Bioprospecting, Restoration Ecology, Threatened Species of India, and Industrial Ecology

This chapter takes the biodiversity item of Unit III, the longest in the unit, and the one-line item on industrial ecology that follows it. It covers the definition, levels and values of biodiversity and the threats to it; the concept of hotspots, the criteria for identifying them and the four that include Indian territory; the measures of biodiversity, with Shannon's and Simpson's indices and the Jaccard coefficient worked; in situ, ex situ and in vitro conservation, national parks, sanctuaries, other protected areas and sacred groves; the gene pool, biopiracy and bioprospecting; restoration ecology; the IUCN categories and the extinct, rare, endangered and threatened flora and fauna of India; and industrial ecology. Legislation on protected areas is taught in Unit VIII and conservation projects in Unit X.

1. Definition, types, importance and threats

The Convention on Biological Diversity (1992), Article 2, defines biological diversity as the variability among living organisms from all sources, including terrestrial, marine and other aquatic ecosystems and the ecological complexes of which they are part, including diversity within species, between species and of ecosystems. The three levels are genetic diversity (variation in genes within and between populations, the raw material of adaptation and of crop and livestock breeding), species diversity (the number and relative abundance of species) and ecosystem diversity (the variety of habitats, communities and processes). Whittaker distinguished alpha diversity, within a single community; beta diversity, the turnover of species between communities along a gradient; and gamma diversity, across a whole landscape or region.

Biodiversity has direct consumptive value (food, fuelwood and medicine used locally), productive value (timber, fish and drugs sold in markets), indirect value through ecosystem services such as pollination, soil formation and climate regulation, option value (the potential of species not yet used, such as undiscovered medicines) and existence and ethical value. The main threats are often summarised by E. O. Wilson's acronym HIPPO: habitat loss and fragmentation, invasive species, pollution, human population growth and over-exploitation, to which climate change is now added. The IPBES global assessment of 2019 estimated that around one million species are threatened with extinction, and ranked the direct drivers as changes in land and sea use, direct exploitation, climate change, pollution and invasive alien species.

2. Hotspots: concept, criteria and the hotspots in India

Norman Myers proposed the idea in 1988, identifying ten tropical forest regions where exceptional concentrations of endemic species faced exceptional loss of habitat, so that conservation money would save the most species per unit spent. Conservation International formalised the criteria: a region qualifies if it has at least 1,500 species of endemic vascular plants (more than 0.5% of the world's total) and has lost at least 70% of its original natural vegetation. There are now 36 hotspots worldwide, the most recent, the North American Coastal Plain, recognised in 2016. Together they cover only about 2.5% of the land surface but hold more than half of the world's endemic plant species.

Hotspot including Indian territoryIndian partNotable endemics and features
HimalayaThe Indian Himalaya from Jammu and Kashmir to Arunachal PradeshSnow leopard, red panda, Himalayan tahr, many rhododendrons and orchids
Indo-BurmaNorth-eastern India south of the Brahmaputra, and the Andaman IslandsHoolock gibbon, pitcher plants, many freshwater fishes and turtles
Western Ghats and Sri LankaThe Western Ghats from Gujarat to KeralaLion-tailed macaque, Nilgiri tahr, a very high proportion of endemic amphibians
SundalandThe Nicobar IslandsNicobar megapode, Nicobar tree shrew, coastal and island forests

India is one of the world's seventeen megadiverse countries, with about 2.4% of the world's land area and about 7 to 8% of its recorded species, a richness owed to the meeting of three biogeographic realms, a range of climates from desert to rainforest and from sea level to over 8,000 m, and long isolation of the peninsula.

3. Measures of biodiversity

Species richness, S, is the simplest measure: the number of species present. Because richness rises with sampling effort, Margalef's index corrects for sample size: (S − 1) ÷ ln N, where N is the total number of individuals. Diversity indices combine richness with evenness, the equality of abundances. If pᵢ is the proportion of individuals belonging to species i, the Shannon-Wiener index is H′ = −Σ pᵢ ln pᵢ; it is zero for a single species and rises with both richness and evenness, typically lying between about 1.5 and 3.5 in real communities. Pielou's evenness, J = H′ ÷ ln S, scales it from 0 to 1. Simpson's index, D = Σ pᵢ², is the probability that two individuals drawn at random belong to the same species, so it measures dominance; diversity is reported as 1 − D (the probability that they differ) or as 1/D.

SpeciesIndividualspᵢpᵢ²−pᵢ ln pᵢ
A400.40.160.367
B300.30.090.361
C200.20.040.322
D100.10.010.230
Total1001.0D = 0.30H′ = 1.28

For this community, Simpson's diversity 1 − D = 1 − 0.30 = 0.70 and 1/D ≈ 3.3; Shannon's H′ ≈ 1.28, and evenness J = 1.28 ÷ ln 4 = 1.28 ÷ 1.386 ≈ 0.92. Beta diversity compares sites. The Jaccard coefficient of similarity is c ÷ (a + b − c), where a and b are the species at two sites and c the species they share; the Sørensen coefficient is 2c ÷ (a + b). If one site has 20 species, another 15 and they share 10, Jaccard = 10 ÷ 25 = 0.4 and Sørensen = 20 ÷ 35 ≈ 0.57. Whittaker's beta diversity is γ ÷ mean α − 1.

⚠️ Simpson's D measures dominance, not diversity
A higher Σ pᵢ² means one or a few species dominate, so D rises as diversity falls. Always check whether a question means D itself or the diversity forms 1 − D and 1/D. Shannon's index, by contrast, rises with diversity, and it uses natural logarithms unless stated otherwise.

4. Conservation strategies: in situ, ex situ and in vitro; protected areas and sacred groves; gene pool, biopiracy, bioprospecting and restoration

In situ conservation protects species in their natural habitats, together with the ecological processes and interactions that sustain them, and is the primary strategy. India's protected areas under the Wild Life (Protection) Act 1972 are national parks, where no rights of people are allowed and grazing is prohibited; wildlife sanctuaries, where some rights and activities can be permitted; and, since the 2002 amendment, conservation reserves and community reserves on government and community or private land respectively. Tiger reserves and elephant reserves are overlaid on these. Biosphere reserves, under UNESCO's Man and the Biosphere programme (1971), have a strictly protected core zone, a buffer zone for research, education and limited use, and a transition zone where sustainable development and settlements are encouraged; India's first was the Nilgiri Biosphere Reserve (1986).

Sacred groves are patches of forest protected by local communities because they are dedicated to a deity or ancestral spirit, often for centuries; hunting, felling and even the removal of dead wood may be forbidden. They are refuges for relict species and often protect springs. They are known by regional names: devrai or devrahati in Maharashtra, kavu in Kerala, sarna in Jharkhand, law kyntang in Meghalaya (the Mawphlang grove is famous), orans in Rajasthan and devara kadu in Karnataka. They are an example of community conservation older than any law.

StrategyMethodsIndian example
Ex situ (outside the natural habitat)Zoos and captive breeding, botanical gardens, arboreta, seed banks, field gene banksVulture breeding centres after the diclofenac-driven collapse (veterinary diclofenac banned in 2006); the national gene bank of the National Bureau of Plant Genetic Resources, New Delhi
In vitro (in the laboratory)Plant tissue culture and micropropagation, cryopreservation of seeds, pollen, embryos and gametes in liquid nitrogen at −196 °C, DNA banksMicropropagation of rare orchids and medicinal plants

The gene pool is the total of all the genes and their alleles in an interbreeding population; its loss, genetic erosion, occurs when high-yielding uniform varieties replace traditional landraces or when populations shrink. Bioprospecting is the systematic search for genes, compounds and organisms of commercial value, and it is legitimate when the country and communities that supply the resource and knowledge give prior informed consent and share the benefits, as the Nagoya Protocol (2010, in force 2014) requires. Biopiracy is the appropriation of biological resources or traditional knowledge without consent or benefit sharing, often through patents; India successfully challenged a United States patent on the wound-healing use of turmeric, revoked in 1997, and a European patent on a neem-based fungicide, revoked in 2000, largely by showing prior traditional knowledge. Restoration ecology is the science of assisting the recovery of degraded, damaged or destroyed ecosystems towards their historical trajectory, through reforestation, the reclamation of mine land, the rewetting of wetlands and the reintroduction of species; the UN has declared 2021 to 2030 the Decade on Ecosystem Restoration.

5. Extinct, rare, endangered and threatened flora and fauna of India

The IUCN Red List assigns species to categories on quantitative criteria of population decline, range size, population size and extinction probability: Extinct (EX), Extinct in the Wild (EW), Critically Endangered (CR), Endangered (EN), Vulnerable (VU), Near Threatened (NT), Least Concern (LC), Data Deficient (DD) and Not Evaluated (NE). Only CR, EN and VU together are "threatened". "Rare" was a category in older Red Data Books, meaning small populations not at present endangered, and survives in national lists such as the Red Data Book of Indian Plants compiled by the Botanical Survey of India; the Zoological Survey of India compiles the animal equivalent.

StatusIndian examples
Extinct in IndiaThe Asiatic cheetah (declared extinct in India in 1952); the pink-headed duck, not reliably recorded since the 1940s and feared extinct
Critically EndangeredGreat Indian bustard, gharial, the white-rumped, Indian and slender-billed vultures, Jerdon's courser
EndangeredTiger, Asian elephant, red panda, lion-tailed macaque, Nilgiri tahr, Ganges river dolphin; the Khasi pitcher plant Nepenthes khasiana
VulnerableGreater one-horned rhinoceros, snow leopard (moved from Endangered in 2017), sloth bear, gaur

Plants face the same pressures of habitat loss and over-collection, especially medicinal species harvested from the wild, such as kuth (Saussurea costus), listed on Appendix I of CITES, and the red sanders of the Eastern Ghats, prized for its timber and heavily smuggled. The vulture crash is the clearest Indian case of a single pollutant driving species towards extinction: populations of three Gyps species fell by over 95% in little more than a decade after diclofenac, a veterinary painkiller, entered carcasses.

6. The concept of industrial ecology

Industrial ecology studies industrial systems as if they were ecosystems, tracing the flows of materials and energy through them and redesigning them so that, as in nature, the wastes of one process become the raw materials of another. The term was popularised by Frosch and Gallopoulos in a Scientific American article of 1989. Its tools include material flow analysis, life-cycle assessment and design for environment, and its practical form is industrial symbiosis. The classic case is Kalundborg in Denmark, where, over several decades and without central planning, a power station, an oil refinery, a pharmaceutical and enzyme plant, a plasterboard factory, a fish farm and the municipality came to exchange steam, cooling water, gypsum from flue-gas desulphurisation, fly ash, sludge and surplus heat. Eco-industrial parks attempt the same by design, and the idea underlies the circular economy.

Key takeaways

  • Biodiversity is genetic, species and ecosystem diversity (CBD Article 2), measured as alpha, beta and gamma; HIPPO and climate change are the main threats, with about a million species at risk (IPBES, 2019).
  • A hotspot needs at least 1,500 endemic vascular plants and at least 70% habitat loss; there are 36 worldwide, and India has parts of four: the Himalaya, Indo-Burma, the Western Ghats and Sri Lanka, and Sundaland.
  • Shannon's H′ = −Σ pᵢ ln pᵢ rises with diversity; Simpson's D = Σ pᵢ² measures dominance and diversity is 1 − D or 1/D; Jaccard similarity is c ÷ (a + b − c).
  • In situ conservation (national parks, sanctuaries, conservation and community reserves, biosphere reserves, sacred groves) is primary; ex situ and in vitro methods back it up; bioprospecting with benefit sharing is legitimate and biopiracy is not.
  • Only CR, EN and VU are "threatened" in the IUCN scheme; India lost the cheetah in 1952 and nearly lost its Gyps vultures to diclofenac; industrial ecology, as at Kalundborg, makes one plant's waste another's input.

Practice questions (10)

Attempt each one before opening the answer. Every explanation names the tempting wrong option as well as the right one, because that is where marks are lost.

  1. A community has four species with 40, 30, 20 and 10 individuals. What is its Simpson's diversity index, 1 − Σpᵢ²? Give the answer to two decimal places.

    Numerical answer — type the value.

    Show answer

    Answer: 0.70

    The proportions are 0.4, 0.3, 0.2 and 0.1, so Σpᵢ² = 0.16 + 0.09 + 0.04 + 0.01 = 0.30 and 1 − D = 0.70. Reporting 0.30 gives Simpson's dominance index D itself, which falls as diversity rises.
  2. For the same community of 40, 30, 20 and 10 individuals, what is the Shannon-Wiener index H′ using natural logarithms? Give the answer to two decimal places.

    Numerical answer — type the value.

    Show answer

    Answer: 1.28

    H′ = −Σ pᵢ ln pᵢ = 0.4 × 0.916 + 0.3 × 1.204 + 0.2 × 1.609 + 0.1 × 2.303 = 0.367 + 0.361 + 0.322 + 0.230 = 1.28. Using log to base 10 instead would give 0.56, so the base must always be stated or assumed to be e.
  3. Under the criteria used by Conservation International, a region qualifies as a biodiversity hotspot if it has

    1. the highest species richness in its continent
    2. at least 1,500 endemic animal species and at least 70% of its vegetation intact
    3. at least 1,500 endemic vascular plant species and has lost at least 70% of its original vegetation
    4. at least 500 endemic species of any group and a national park
    Show answer

    Answer: C — at least 1,500 endemic vascular plant species and has lost at least 70% of its original vegetation

    The two tests are irreplaceability, measured by endemic vascular plants (at least 1,500, over 0.5% of the world total), and threat, at least 70% of the original habitat already lost. A region rich in species but still intact is not a hotspot, because the concept targets places where loss is imminent.
  4. Which of the following global biodiversity hotspots include Indian territory? Select all that apply.

    1. Mountains of Central Asia
    2. Sundaland
    3. Himalaya
    4. Indo-Burma
    Show answer

    Answer: B — Sundaland; C — Himalaya; D — Indo-Burma

    India includes parts of four hotspots: the Himalaya, Indo-Burma (the north-east and the Andamans), the Western Ghats and Sri Lanka, and Sundaland (through the Nicobar Islands). The Mountains of Central Asia hotspot lies in the Central Asian republics, China and Afghanistan, not in India.
  5. Site A has 20 species and site B has 15, and 10 species occur at both. The Jaccard coefficient of similarity is

    1. 0.40
    2. 0.57
    3. 0.29
    4. 0.67
    Show answer

    Answer: A — 0.40

    Jaccard = c ÷ (a + b − c) = 10 ÷ (20 + 15 − 10) = 10 ÷ 25 = 0.40. The value 0.57 is the Sørensen coefficient, 2c ÷ (a + b) = 20 ÷ 35, which weights shared species double.
  6. Assertion (A): The core zone of a biosphere reserve is kept strictly protected. Reason (R): The transition zone of a biosphere reserve allows settlements and sustainable use of resources. Choose the correct option.

    1. Both A and R are true, and R is the correct explanation of A
    2. Both A and R are true, but R is not the correct explanation of A
    3. A is true, but R is false
    4. A is false, but R is true
    Show answer

    Answer: B — Both A and R are true, but R is not the correct explanation of A

    Both statements are true, but R does not explain A. The core is protected because it conserves the least disturbed ecosystems and their species; that the outer transition zone permits settlement is a separate feature of the zoning, not the reason for protecting the core.
  7. Devrai in Maharashtra, kavu in Kerala, law kyntang in Meghalaya and orans in Rajasthan are all regional names for

    1. community reserves notified under the 2002 amendment
    2. seed banks run by village councils
    3. biosphere reserves under the Man and the Biosphere programme
    4. sacred groves protected by local communities
    Show answer

    Answer: D — sacred groves protected by local communities

    These are traditional sacred groves, dedicated to deities and protected by custom, often for centuries. Community reserves are a legal category created in 2002, and biosphere reserves are zoned landscapes recognised under UNESCO's programme; neither is defined by religious custom.
  8. Which of the following are ex situ conservation measures? Select all that apply.

    1. Breeding vultures in captivity at a breeding centre
    2. Declaring a national park
    3. Storing seeds in a national gene bank
    4. Protecting a sacred grove
    Show answer

    Answer: A — Breeding vultures in captivity at a breeding centre; C — Storing seeds in a national gene bank

    Seed banks and captive breeding conserve species outside their natural habitats. National parks and sacred groves protect species where they live, together with their habitat, which is in situ conservation, the primary strategy that ex situ methods only support.
  9. In the IUCN Red List, the categories that together make up "threatened" species are

    1. Vulnerable, Near Threatened and Data Deficient
    2. Extinct in the Wild, Critically Endangered and Endangered
    3. Endangered, Vulnerable and Near Threatened
    4. Critically Endangered, Endangered and Vulnerable
    Show answer

    Answer: D — Critically Endangered, Endangered and Vulnerable

    Only CR, EN and VU are threatened categories. Near Threatened is close to qualifying but does not; Extinct in the Wild is beyond threatened; and Data Deficient means there is not enough information to assess the species at all.
  10. The exchange of steam, cooling water, gypsum, fly ash and surplus heat among a power station, a refinery, a pharmaceutical plant and a plasterboard factory at Kalundborg, Denmark, is the classic example of

    1. carbon trading under the Kyoto Protocol
    2. industrial symbiosis, the practical form of industrial ecology
    3. end-of-pipe pollution control
    4. extended producer responsibility
    Show answer

    Answer: B — industrial symbiosis, the practical form of industrial ecology

    At Kalundborg the wastes of one firm became the inputs of another, mimicking nutrient cycling in an ecosystem, which is what industrial ecology proposes. Extended producer responsibility assigns end-of-life duties to producers, and end-of-pipe control treats wastes rather than reusing them.