Foundation Engineering: Stress Distribution, Bearing Capacity, Earth Pressure, Slopes and Piles
1/z², and superposing it under a loaded area gives the pressure bulb whose shape is the reason a footing twice as wide influences soil twice as deep. Then bearing capacity, Terzaghi's three-term expression q_u = cN_c + γD_f N_q + 0.5γBN_γ, in which each term names a different mechanism — cohesion, the surcharge alongside the footing, and the weight of the wedge beneath it. The water table enters through the unit weights and does more damage than candidates expect: bringing it up to the ground surface can halve the capacity, because submergence cuts the effective unit weight by nearly half in both the terms that depend on it. Earth pressure is the same soil pushed instead of loaded, and its three states — active, at rest, passive — differ by a factor of nine at φ = 30°, which is why the direction a wall is allowed to move matters more than its strength. Slopes are governed by whether water is flowing through them, and seepage parallel to the surface roughly halves the factor of safety of a cohesionless slope. And piles carry load along the shaft and at the base in a proportion that is usually the opposite of what the picture suggests: in a clay the shaft does most of it.Boussinesq, and the Pressure Bulb
Boussinesq solved the stress in an elastic half-space under a point load, and the vertical component is Δσ_z = (3Q/2πz²)[1 + (r/z)²]^(−5/2). Two features do all the work. Directly under the load r = 0, the bracket is 1, and the influence factor is 3/2π = 0.4775 — so Q = 1000 kN gives 119.4 kPa at 2 m depth and 29.8 kPa at 4 m, a quarter, because the stress falls as 1/z². Away from the axis it decays fast: at 2 m depth the factor falls from 0.4775 on the axis to 0.2733 one metre off and 0.0844 two metres off. Notice what the expression does not contain — no E, no Poisson’s ratio, no soil property at all. The vertical stress depends only on geometry, which is why the same chart is used for every soil and why the elastic assumption, plainly untrue for soil, is nevertheless serviceable for this one purpose.
Superpose the point solution over a loaded area and the contours of equal vertical stress form the pressure bulb. The contour usually taken as the practical limit is 0.2q, and for a square footing it reaches to about 1.5B below the base — which makes the depth of influence proportional to the width, not to the load. That single fact drives most of settlement practice. A narrow footing at high pressure disturbs only a shallow zone; a wide raft at low pressure reaches deep, so a soft layer at 8 m is irrelevant to a 1 m footing and decisive for a 10 m raft carrying the same building. It is also why a borehole depth is specified as a multiple of the foundation width, and why a site investigation that stops at 5 m has answered the wrong question for a raft.
Bearing Capacity, and What the Water Table Costs
Terzaghi’s expression for a strip footing is q_u = c N_c + γ D_f N_q + 0.5 γ B N_γ, and each term is a separate mechanism rather than a fitted coefficient. c N_c is the cohesion resisting along the failure surface. γ D_f N_q is the surcharge of the soil alongside the footing, which must be lifted for the failure wedge to escape — which is why simply founding deeper buys capacity even in a uniform soil. 0.5 γ B N_γ is the weight of the wedge beneath the footing, and it is the only term that grows with the width. The factors depend on φ alone, and steeply: at φ = 30°, N_q = 18.4, N_c = 30.1 and N_γ = 22.4, all of which roughly double for every 5° more. That steepness is worth respecting, because it means an error of a couple of degrees in φ moves the answer far more than an error in γ or B.
γ = 18 kN/m³, c = 0 and φ = 30°. With the water table well below, the surcharge term is 18(1.5)(18.40) = 496.8 kPa and the width term 0.5(18)(2)(22.40) = 403.2 kPa, so q_u = 900.1 kPa. Net of the overburden already there, q_net = 873.1, and a factor of 3 on the net gives a safe bearing pressure of 318.0 kPa. Now move the water table and change nothing else. Bring it to foundation level and the soil beneath the footing is submerged, so the third term uses γ′ = 18 − 9.81 = 8.19 instead of 18: q_u falls to 680.3 kPa, a loss of 24 per cent. Bring it to the ground surface and both the surcharge and the wedge are submerged: q_u = 409.5 kPa, a loss of 54.5 per cent. More than half the bearing capacity has been removed by water, with no change to the soil, the footing or the load. The mechanism is simple once seen — submergence roughly halves the effective unit weight, and two of the three terms are directly proportional to it — but the size of the effect surprises people, and it is the reason a design must state the water table it assumed and the reason a seasonal high is used rather than the level found on the day of the investigation. Two related traps. If the water table sits at a depth greater than B below the footing it is usually taken as having no effect, since the failure wedge does not reach it, and intermediate depths are interpolated. And the loss is not a strength loss: φ has not changed, and the sand is exactly as strong as it was. What changed is the weight available to hold the failure wedge down.| Water table | Surcharge term | Width term | q_u (kPa) |
|---|---|---|---|
| Deep — no effect | 496.8 | 403.2 | 900.1 |
| At foundation level | 496.8 | 183.5 | 680.3 (−24%) |
| At the ground surface | 226.0 | 183.5 | 409.5 (−55%) |
Earth Pressure and Slope Stability
The pressure a soil exerts on a wall depends on which way the wall is allowed to move, and by a startling margin. Let the wall move away and the soil expands laterally, mobilises its own shear strength to help hold itself up, and pushes with the active pressure K_a = (1 − sin φ)/(1 + sin φ). Push the wall into the soil and it must be forced to fail in the other direction, so the resistance is the passive pressure K_p = 1/K_a. Prevent any movement at all and you get the at-rest pressure, K₀ ≈ 1 − sin φ. At φ = 30° those are 1/3, 3 and 0.5 — so on a 5 m wall retaining soil at γ = 18, the thrusts are 75, 675 and 112.5 kN/m, all acting at H/3 above the base. The active and passive values differ by a factor of nine. That ratio is the practical content of the topic: the movement needed to reach the active state is tiny, a fraction of a per cent of the wall height, while reaching full passive resistance needs movement ten times larger — usually far more than a structure can tolerate — which is why passive resistance is heavily discounted in design while active pressure is taken at full value.
F = tan φ/tan β, where β is the slope angle. Everything cancels — the depth of the failure plane, the unit weight, the length of the slope — leaving two angles. So a dry cohesionless slope stands if and only if it is flatter than the friction angle, whatever it is made of and however deep the slip. At φ = 30° and β = 20°, F = 0.5774/0.3640 = 1.586, comfortably stable. Now let water seep parallel to the slope surface, which is what happens in a hillside during prolonged rain. The pore pressure on the failure plane rises, the effective stress falls, and the factor of safety is multiplied by γ′/γ_sat: with γ_sat = 20 kN/m³, that ratio is 10.19/20 = 0.5095. The factor of safety drops from 1.586 to 0.808 — and the slope that was comfortably stable in the dry fails. Seepage has taken away almost exactly half the safety margin, and it has done so without any change in the geometry, the soil or the load. Three things follow. This is why slope failures cluster after rainfall rather than during it or in dry weather, and why the trigger is often the rise of the water table rather than the rain itself. It is why drainage — weep holes, counterfort drains, horizontal bores — is usually the cheapest slope stabilisation available, because it attacks the term that is doing the damage. And it is why a slope must be analysed for the worst credible groundwater condition rather than the one measured on a dry afternoon.Finite Slopes, Combined Footings and Contact Pressure
The infinite-slope result applies to a long uniform slope whose failure plane is parallel to the surface, which is a good model for a shallow slip in a cohesionless soil and a poor one for a cutting in clay. A finite slope fails along a surface that is approximately circular, and the standard treatment is the method of slices: divide the mass above a trial circle into vertical slices, and for each slice compare the shear resistance available on its base with the shear the weight demands there. Fellenius’s ordinary method ignores the forces between slices altogether, which makes the arithmetic direct and the answer conservative, sometimes by 20 per cent. Bishop’s simplified method restores the horizontal inter-slice forces while still neglecting the vertical ones, and the resulting expression has the factor of safety on both sides, so it has to be solved by iteration — guess F, compute F, repeat until it settles, which it does in three or four passes. The extra work buys a materially less conservative and more realistic answer, which is why Bishop is the method in practical use and Fellenius the one that fits on an exam page.
Piles: Where the Load Actually Goes
A pile carries load two ways, and the split is usually the opposite of what the drawing suggests. Shaft resistance acts along the whole embedded length; base resistance acts on a small area at the tip. Take a bored pile 0.4 m in diameter and 10 m long in a clay with c_u = 50 kPa and an adhesion factor α = 0.5. The shaft gives Q_s = α c_u (π d L) = 0.5(50)(π)(0.4)(10) = 314.2 kN. The base gives Q_p = 9 c_u A_p = 9(50)(0.1257) = 56.5 kN. The total is 370.7 kN, and the shaft carries 85 per cent of it. That is typical for a pile in clay, and it explains a good deal of practice: why pile capacity is roughly proportional to length rather than to diameter, why a slightly short pile is a serious defect while a slightly narrow one is not, and why the condition of the shaft — the smearing and softening left by the boring — matters more than the cleanliness of the base.
A group of piles is not simply the sum of its members, and two checks are needed. Individually, the group capacity is n times the single-pile value. As a block, the group and the soil between the piles fail together, with shaft resistance round the block perimeter and end bearing over the whole block area. The design capacity is the lesser. For nine of the piles above at a spacing of 3d, the block is 2.8 m square: the block capacity comes to 9128 kN against 3336 kN for the sum of the individuals, so individual failure governs at that spacing and the group efficiency is effectively 1. Bring the piles closer and the block value falls while the sum does not, until the block governs — which is the real meaning of group efficiency and why codes set minimum spacings of about 2.5d to 3d. One more effect belongs here and it has the opposite sign to everything above. If the ground around a pile settles more than the pile does — a fill placed recently, a clay still consolidating — the soil hangs on the shaft and drags it down. That is negative skin friction, and it is not a reduction in capacity but an additional load on the pile, which is why it is added to the applied load rather than subtracted from the resistance.
Ground improvement techniques
Every foundation decision so far has taken the soil as given and chosen a footing to suit it. Ground improvement — named explicitly in the GATE 2027 revision — inverts that: it changes the soil so that a cheaper foundation will do. The methods divide cleanly by what they remove, and choosing between them is almost entirely a question of the soil’s permeability, because that decides how fast water can leave.
| Technique | What it removes or adds | Suits |
|---|---|---|
| Preloading with vertical (sand or wick) drains | Removes water — forces the consolidation settlement to happen before the structure is built | Soft saturated clay. The drains shorten the drainage path, and time goes as its square — the same T_v relation as in chapter 2 |
| Vibro-compaction / dynamic compaction | Removes voids — rearranges grains into a denser packing | Loose sand and gravel. Useless in clay, where the grains cannot rearrange |
| Stone columns | Adds stiffness and a drainage path together | Soft clay and silt — the one method that both reinforces and drains |
| Grouting (permeation, compaction, jet) | Adds a binder into the voids | Coarse soils and rock fissures; permeation grout cannot enter a clay at all |
| Geosynthetic reinforcement | Adds tensile strength — which soil has none of | Embankments on soft ground, retaining walls, separation under pavements |
Key takeaways
- Boussinesq contains no soil property — vertical stress falls as
1/z²and depends only on geometry. The pressure bulb reaches about1.5B, so the depth that matters scales with the width of the foundation, not the load. q_u = cN_c + γD_f N_q + 0.5γBN_γ— three terms, three mechanisms. Only the last grows with width, which is why deepening a footing often buys more than widening it.- The water table costs 24% at foundation level and 55% at the surface on the worked footing — with no change to soil, size or load. It is not a loss of strength:
φis unchanged, only the weight holding the wedge down. - Active, at-rest and passive stand at
1 : 1.5 : 9for φ = 30°. The active state needs a tiny movement and the passive a large one, which is why passive resistance is discounted in design and active pressure is not. - An infinite cohesionless slope has
F = tan φ/tan β— two angles and nothing else. Seepage parallel to the surface multiplies it byγ′/γ_sat ≈ 0.5, taking the worked slope from 1.59 to 0.81. - In clay the shaft carries about 85% of a pile’s capacity, not the base. Group capacity is the lesser of the sum of individuals and the block; and negative skin friction is an added load, not a reduced resistance.
Practice questions (8)
Attempt each one before opening the answer. Every explanation names the tempting wrong option as well as the right one, because that is where marks are lost.
A vertical point load of 1000 kN acts at the surface of a soil. By Boussinesq theory, the vertical stress increase directly below the load at a depth of 2 m, in kPa, is ______ (round to two decimals)
Numerical answer — type the value.
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Answer: 119.37
119.37 kPa. Directly below the loadr = 0, so the bracket[1 + (r/z)²]^(−5/2)equals 1 and the expression reduces toΔσ_z = 3Q/(2πz²) = 0.4775 Q/z² = 0.4775(1000)/4 = 119.37 kPa. The influence factor3/2π = 0.4775is worth knowing on sight because it is the peak of the whole Boussinesq chart. Two properties of the result matter more than the number. The stress falls as1/z², so doubling the depth to 4 m quarters it to29.84 kPa— depth attenuates load fast, which is the whole reason deep foundations work. And the expression contains no soil property at all — noE, no Poisson’s ratio, noφ, no unit weight. The vertical stress under a point load is a matter of geometry alone, which is why the same influence chart serves for every soil, and why the elastic half-space assumption, obviously false for a real soil, is nevertheless acceptable for this one purpose. The decay away from the axis is steep too: at the same 2 m depth the factor falls from 0.4775 on the axis to 0.2733 one metre off and 0.0844 two metres off. Superposing this solution under a loaded area gives the pressure bulb, whose0.2qcontour reaches about1.5Bbelow a square footing — which is the practical result to carry, since it means the depth of soil that matters scales with the width of the foundation and not with how heavily it is loaded.In Terzaghi’s bearing capacity equation, the term that increases with the width of the footing is
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Answer: C — `0.5 γ B N_γ`
0.5 γ B N_γ. Each of the three terms is a different mechanism, and reading them that way makes the answer obvious rather than memorised.c N_cis the cohesion mobilised along the failure surface, and it has noBin it.γ D_f N_qis the surcharge of soil beside the footing, which the failure wedge must lift to escape — it depends on the founding depth, which is why founding deeper buys capacity even in a uniform soil.0.5 γ B N_γis the self-weight of the wedge beneath the footing, and it is the only term proportional to the width. Option D is the trap: the factorsN_c,N_qandN_γdepend onφalone and not on the footing at all. The practical readings follow directly. For a clay in the undrained condition,φ_u = 0makesN_γ = 0, so the width term vanishes entirely and the bearing capacity of a footing on clay is essentially independent of its width — widening a footing on clay reduces the pressure but does not raise the capacity per unit area. For a sand,c = 0kills the first term and capacity comes entirely from depth and width. And since only the third term carriesB, doubling a footing’s width on sand raisesq_uby much less than double, so it is usually more effective to found deeper than to spread wider. One caution worth carrying into the exam: there is no singleN_γ— Terzaghi, Meyerhof, Hansen and Vesic publish different expressions differing by up to 50 per cent, so a question must supply its factors or name the author, and an answer computed from unattributed factors cannot be checked.For a footing on sand, raising the water table from well below the footing to the ground surface reduces the ultimate bearing capacity by roughly
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Answer: C — 50%
About 50 per cent. Submergence roughly halves the effective unit weight — from18to18 − 9.81 = 8.19 kN/m³in the worked example — and for a sand two of the three terms in the bearing capacity equation are directly proportional to it. On the footing used in this chapter,B = 2 matD_f = 1.5 mwithφ = 30°: with the water table deep,q_u = 900.1 kPa; at foundation level, only the width term is submerged andq_u = 680.3 kPa, down24%; at the ground surface, both the surcharge and the width terms are submerged andq_u = 409.5 kPa, down 54.5%. Option B is right for the intermediate case and is the answer that comes from stopping halfway. Option D is the trap, and it is worth answering carefully because its premise is true:φreally is unchanged, and the sand really is exactly as strong as it was. What has changed is not strength but weight — the surcharge that must be lifted for the failure wedge to escape, and the self-weight of the wedge itself, are both buoyed by the water. Bearing capacity is not a material property; it is a balance between a failure mechanism and the weight resisting it. Three practical consequences. A design must state the water table it assumed, since the same soil gives two answers a factor of two apart. The level to assume is the seasonal high, not the one found on the day of the investigation. And a water table more than aboutBbelow the footing is usually taken as having no effect at all, because the failure wedge does not extend that deep — with intermediate depths interpolated between the two extremes.A smooth vertical wall 5 m high retains a cohesionless backfill with γ = 18 kN/m³ and φ = 30°, level at the top and dry. The total active thrust in kN per metre run is ______
Numerical answer — type the value.
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Answer: 75
75 kN/m.K_a = (1 − sin φ)/(1 + sin φ) = (1 − 0.5)/(1 + 0.5) = 1/3exactly atφ = 30°, which is why that angle is so common in question papers. ThenP_a = 0.5 K_a γ H² = 0.5(1/3)(18)(25) = 75 kN/m, acting atH/3 = 1.667 mabove the base, since the pressure distribution is triangular. Compare the other two states of the same soil against the same wall. At rest, withK₀ = 1 − sin φ = 0.5, the thrust is112.5 kN/m— half as much again. Passive, withK_p = 1/K_a = 3, it is675 kN/m, nine times the active value. That factor of nine is the real content of the topic, and it is a factor ofK_p/K_a = tan⁴(45 + φ/2), so it grows sharply withφ. What decides which state applies is not the soil but how much the wall is allowed to move: a movement of a fraction of a per cent of the wall height is enough to mobilise the full active state, while reaching full passive resistance needs a movement roughly ten times larger, usually far more than a structure can tolerate. That asymmetry is why design takes active pressure at its full value while heavily discounting passive resistance, and why a wall built rigidly enough not to move at all — a basement wall keyed into a floor slab — must be designed for the at-rest pressure and not the active, a 50 per cent larger load that is a common and expensive omission.An infinite slope of dry cohesionless soil has φ = 30° and a slope angle of 20°. The factor of safety is ______ (round to three decimals)
Numerical answer — type the value.
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Answer: 1.586
1.586. For an infinite slope in dry cohesionless soil the factor of safety isF = tan φ/tan β = tan 30°/tan 20° = 0.5774/0.3640 = 1.5863. What makes the result striking is everything that cancelled out of it: the depth of the failure plane, the unit weight of the soil and the length of the slope all disappear, leaving two angles. So a dry cohesionless slope is stable if and only if it is flatter than the friction angle — regardless of how deep the potential slip surface is, which is why such a slope has no critical depth and why sand tips stand at their angle of repose whatever their size. Now add water and the picture changes completely. With seepage parallel to the slope surface, which is what a hillside experiences during prolonged rain, the pore pressure on the failure plane rises, the effective stress falls, and the factor of safety is multiplied byγ′/γ_sat. Withγ_sat = 20 kN/m³that ratio is10.19/20 = 0.5095, soFdrops from1.586to0.808— and the slope that was comfortably stable dry now fails. Seepage has removed almost exactly half the safety margin with no change in geometry, soil or load. This is the mechanism behind the familiar observation that slope failures cluster after heavy rainfall rather than during it: the trigger is the rise of the water table, which lags the rain. It is also why drainage is usually the cheapest stabilisation available — weep holes, counterfort drains, horizontal bores all attack the one term doing the damage — and why a slope must be analysed for the worst credible groundwater condition rather than the level measured on a dry day.A bored pile 0.4 m in diameter and 10 m long is installed in clay with c_u = 50 kPa and adhesion factor α = 0.5. Taking N_c = 9 for the base, the ultimate capacity in kN is ______ (round to one decimal)
Numerical answer — type the value.
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Answer: 370.7
370.7 kN. Two contributions. Shaft:Q_s = α c_u (π d L) = 0.5(50)(π)(0.4)(10) = 314.2 kN. Base:Q_p = N_c c_u A_p = 9(50)(π × 0.4²/4) = 9(50)(0.1257) = 56.5 kN. Total370.7 kN. The split is the part worth taking away: the shaft carries 84.7 per cent of the capacity and the base only 15 per cent, which is typical for a pile in clay and is the opposite of the picture most people carry, in which a pile is imagined as a column standing on something firm. Several pieces of practice follow from it. Capacity is roughly proportional to length, since the shaft term containsL, while the base term does not — so a pile cast 1 m short loses about 31 kN of shaft resistance and is a real defect, whereas a small under-run in diameter matters much less. The condition of the shaft matters more than the cleanliness of the base, which is why the smear and softening left by boring is captured in the adhesion factorα, and whyαfalls as the clay gets stiffer, from about 1.0 in a soft clay to 0.4 or less in a stiff one — the stiffer clay is stronger but the pile cannot mobilise as much of it. And a group needs a second calculation: the design capacity is the lesser ofntimes the single-pile value and the capacity of the whole group failing as a block. For nine of these piles at3dspacing the block gives9128 kNagainst3336 kNfor the sum, so individual failure governs and the group efficiency is effectively 1 at that spacing.Negative skin friction on a pile
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Answer: B — acts downward and is added to the applied load
It acts downward and is added to the applied load. Skin friction takes its sign from the relative movement between pile and soil. Normally the pile settles more than the surrounding ground, the soil resists that movement, and friction acts upward as useful resistance. But if the ground settles more than the pile — a fill placed recently over compressible soil, a clay layer still consolidating, a water table lowered by pumping — the soil moves down past the pile, hangs on the shaft, and drags it down. Option A is the trap and it is a matter of bookkeeping rather than semantics: the pile’s resistance has not changed at all, since the soil is just as strong as before. What has changed is the demand, so the drag force belongs on the load side of the check, and treating it as a capacity reduction gets a different and unconservative answer whenever a partial factor is applied to only one side. Option C has it backwards — negative skin friction is most severe in soft cohesive soils and recent fills, precisely because those are the deposits that go on settling for years after the pile is installed. Option D inverts the effect entirely. The standard remedies follow from the mechanism: coat the upper part of the shaft with bitumen so the soil slides past instead of gripping, sleeve it, or simply wait for the fill to consolidate before installing the piles. And the depth over which it acts is bounded by the neutral plane, the level at which pile and soil settle equally — above it friction drags down, below it friction resists as usual.Which of the following are correct about foundations on clay in the undrained condition (φ_u = 0)? (One or more)
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Answer: A — The width term of the bearing capacity equation vanishes; B — Widening the footing does not increase the ultimate bearing pressure; C — Settlement, not bearing failure, often governs the design
A, B and C. Withφ_u = 0the bearing capacity factors collapse toN_c = 5.14,N_q = 1andN_γ = 0. A follows immediately:N_γ = 0kills the0.5 γ B N_γterm entirely, and it is the only term containingB. B is the same statement read as engineering — since no term depends on the width, the ultimate bearing pressure of a footing on undrained clay is independent of how wide it is. Widening still reduces the applied pressure for a given column load, so it still helps, but it does not raise the capacity per unit area, and that is a genuinely counter-intuitive result worth having met once. C is the design reality and the reason this question exists: a footing on a stiff clay usually has a comfortable margin against bearing failure and is limited instead by settlement, both immediate and consolidation, so the calculation that governs is the one from the previous chapter rather than this one. It also connects back to the pressure bulb — a wider foundation reaches deeper, so widening it to reduce the pressure can increase the settlement by involving soft layers a narrow footing never reached. D is false and is the inversion the question is testing: the capacity does not grow withBat all underφ_u = 0, let alone withB²; even for a sand, where the width term survives, capacity is proportional toBand not to its square. The general habit worth forming is to look at which terms survive when a parameter goes to zero —c = 0for a sand kills the cohesion term,φ = 0for undrained clay kills the width term, and each simplification tells you what actually governs.